FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 18th, 2014 • Tocqueville Trust
THIS AGREEMENT is made this [ ]th day of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business trust (the “Trust”), on behalf of its series The Tocqueville Alternative Strategies Fund (the “Fund”), and Tocqueville Asset Management L.P., a limited partnership (the “Investment Adviser”);
FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT between THE TOCQUEVILLE TRUST and TOCQUEVILLE SECURITIES L.P. (amended and restated as of [ ], 2014)Distribution Agreement • April 18th, 2014 • Tocqueville Trust
WHEREAS, The Tocqueville Trust, a Massachusetts business trust (the “Trust”) and Tocqueville Securities L.P. (the “Distributor”) had originally entered into this Distribution Agreement (the “Agreement”) on March 1, 1991, as amended on September 30, 2002, September 30, 2003, and September 24, 2009; and
FORM OF SECOND AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE FUND SUB-ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between Tocqueville Asset Management L.P., a limited partnership (“TAM”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF SECOND AMENDMENT TO AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF EXPENSE LIMITATION AGREEMENT Between THE TOCQUEVILLE TRUST and TOCQUEVILLE ASSET MANAGEMENT L.P.Expense Limitation Agreement • April 18th, 2014 • Tocqueville Trust
EXPENSE LIMITATION AGREEMENT, effective as of [ ], 2014, by and between The Tocqueville Trust (the “Trust”), on behalf of The Tocqueville Alternative Strategies Fund series of the Trust, and Tocqueville Asset Management L.P. (the “Advisor”).
FORM OF SECOND AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE ADMINISTRATION AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”), on behalf of its series listed in Exhibit 1 (the “Funds”), and Tocqueville Asset Management L.P., a limited partnership (the “Administrator”).
FORM OF SECOND AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTServicing Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF FOURTH AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • April 18th, 2014 • Tocqueville Trust
THIS FOURTH AMENDMENT TO THE CUSTODY AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bank, N.A., a national banking association (“US Bank”).
FORM OF SECOND AMENDMENT TO AMENDED AND RESTATED PROSPECT SERVICING AGREEMENTProspect Servicing Agreement • April 18th, 2014 • Tocqueville Trust
THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED PROSPECT SERVICING AGREEMENT (the “Agreement”) is made as of [ ], 2014, by and between The Tocqueville Trust, a Massachusetts business Trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
