0001193125-15-031465 Sample Contracts

Sales Plan
Sales Plan • February 3rd, 2015 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies

Sales Plan, adopted February 2, 2015 (the “Sales Plan”), between the Daniel V. Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.

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