0001193125-15-031473 Sample Contracts

RULE 10b5-1 PLAN

Rule 10b5-1 Plan • February 3rd, 2015 • Serenity Investments, LLC • Security brokers, dealers & flotation companies • Illinois

• Contract Type
  Rule 10b5-1 Plan
• Filed
  February 3rd, 2015
• Company
  Serenity Investments, LLC
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Illinois

This Rule 10b5-1 Plan is entered into as of February 2, 2015 (the “Plan”), by and between THE SCHULER FAMILY GST TRUST DTD 06/06/03 (“Seller”) and William Blair & Company, L.L.C. (the “Broker-Dealer”).