SUBADVISORY AGREEMENTSubadvisory Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS AGREEMENT is made and entered into as of the ___ day of January, 2018, by and between Broadstone Asset Management, LLC (the “Adviser”), a New York limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and CenterSquare Investment Management LLC, a limited liability company organized under the laws of the state of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to the Broadstone Real Estate Access Fund, a Delaware statutory trust (the “Fund”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS AGREEMENT is made as of , 2018, between Broadstone Real Estate Access Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
By-Laws of BROADSTONE REAL ESTATE ACCESS FUNDBy-Laws • July 10th, 2018 • Broadstone Real Estate Access Fund
CUSTODY AGREEMENT Dated June 20, 2018 Between UMB BANK, N.A. and BROADSTONE REAL ESTATE ACCESS FUNDCustody Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Broadstone Real Estate Access Fund, a Delaware statutory trust (the “Fund”).
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
Contractu.s. Pb Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage International, Ltd. (“BNPP PB”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB will transact business with Customer. Customer and BNPP PB, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
INVESTMENT ADVISORY AGREEMENT Between BROADSTONE REAL ESTATE ACCESS FUND and BROADSTONE ASSET MANAGEMENT, LLCInvestment Advisory Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
This INVESTMENT ADVISORY AGREEMENT, made as of , 2018 between Broadstone Real Estate Access Fund, a Delaware statutory trust (the “Fund”), and Broadstone Asset Management, LLC a New York limited liability company (the “Investment Adviser”), located at 800 Clinton Square, Rochester, New York 14604.
AGENCY AGREEMENTAgency Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS AGREEMENT made the day of , , by and between, BROADSTONE REAL ESTATE ACCESS FUND, a Delaware statutory trust, with offices at 800 Clinton Square, Rochester, New York 14604 (the “Fund”), and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
AGREEMENT, (hereinafter “Agreement”) dated as of among Broadstone Real Estate Access Fund (“Customer”), BNP Paribas Prime Brokerage, Inc. (“Counterparty”) and UMB Bank, n.a. as Custodian hereunder (“Custodian”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of (the “Effective Date”) by and between Broadstone Real Estate Access Fund, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
BROADSTONE REAL ESTATE ACCESS FUND OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the day of , 2018, by and between Broadstone Real Estate Access Fund, a Delaware statutory trust (the “Fund”), and the investment adviser to the Fund, Broadstone Asset Management, LLC (the “Investment Adviser”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS AGREEMENT is made as of , between Broadstone Real Estate Access Fund, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
RULE 17f-5 DELEGATION AGREEMENTDelegation Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
By its execution of this Delegation Agreement by and between UMB Bank, n.a. (the Custodian), a national banking association, with its principal office in Kansas City, Missouri, and Broadstone Real Estate Access Fund, a closed-end registered investment company operating as an interval fund (the Fund), which is registered under the Investment Company Act of 1940, as amended (the 1940 Act), the Fund hereby directs the Custodian to appoint Citibank, N.A., a National Banking Association under the laws of the United States of America, as the Approved Foreign Custody Manager (the Delegate) under the terms of the Custody Agreement (as defined below) between the Fund and the Custodian to perform certain functions with respect to the custody of the Fund’s Assets (as defined in Section 13 of this Delegation Agreement) outside the United States of America.
BROADSTONE REAL ESTATE ACCESS FUND, INC. SEED CAPITAL INVESTMENT AGREEMENTSeed Capital Investment Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund
THIS SEED CAPITAL INVESTMENT AGREEMENT (this “Agreement”) is made this [•] day of [•], 2018, by and between Broadstone Real Estate Access Fund, a Delaware statutory trust, (the “Fund”), and Broadstone Real Estate, LLC, a New York limited liability company (the “Contributor”).
AGREEMENT AND DECLARATION OF TRUST ofAgreement and Declaration of Trust • July 10th, 2018 • Broadstone Real Estate Access Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of the [ ] day of [ ], 2018, by the Trustee hereunder, and by the holders of Shares issued hereunder, if any, as hereinafter provided.
