UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of January 2, 2019, is by and between UBS Securities LLC (“we”) and the party named on the signature page hereto (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU with respect to such Offering
UBS SECURITIES LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of January 4, 2019, is by and between UBS Securities LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement is between Calamos Advisors LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”).
Calamos Long/Short Equity & Dynamic Income Trust [•] Common Shares of Beneficial Interest No Par Value UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
THIRD AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • Delaware
AGREEMENT made as of the 31st day of July, 2019 (the “Agreement”), between CALAMOS ADVISORS LLC, a limited liability company organized under the laws of Delaware and having its principal office and place of business in Naperville, Illinois (the “Manager”), and CALAMOS LONG/SHORT EQUITY & DYNAMIC INCOME TRUST, a Delaware statutory trust having its principal office and place of business in Naperville, Illinois (the “Trust”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and Oppenheimer & Co. Inc. (“Oppenheimer”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and Wells Fargo Securities, LLC (“Wells Fargo”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
This agreement (the “Agreement”) is between Calamos Advisors LLC (including any successor or assign by merger or otherwise, the “Company”) and RBC Capital Markets, LLC (“RBCCM”) with respect to the Calamos Long/Short Equity & Dynamic Income Trust (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the underwriting agreement (the “Underwriting Agreement”) relating to the Offering (as defined below).
