SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. 13,100,000 Shares of Common Stock $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
In addition to the opinions set forth above, such counsel shall also include a statement to the effect that such counsel has no reason to believe that (i) the Registration Statement and the Prospectus (except for the financial statements and financial schedules and other financial and statistical data included or incorporated by reference therein, or omitted therefrom, as to which such counsel does not express any belief) appear on their face to be appropriately responsive in all material respects to the requirements of the 1933 Act, the 1940 Act and the applicable Rules and Regulations, and (ii) nothing has come to such counsel’s attention that causes such counsel to believe that (A) the Registration Statement or the prospectus included therein (except for the financial statements and financial schedules and other financial and statistical data included therein, as to which such counsel does not express any belief) as of the date the Registration Statement became effective contained a
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated November 24, 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock (the “Common Shares”) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated November 24, 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock (the “Common Shares”) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This agreement is between RiverSource Investments, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Seligman Premium Technology Growth Fund, Inc. (the “Fund”).
AMENDMENT 1Distribution Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc.
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 24, 2024 (the “Effective Date”):
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: November 12, 2009Transfer Agency and Registrar Services Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement’’), dated as of November 12, 2009 is between Seligman Premiwn Technology Growth Fund, Inc., a Maryland corporation (the “Company’’) and American Stock Transfer & Trust Company, a New York corporation (“AST’’).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc.
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of November 30, 2009, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and RiverSource Investments, LLC (“RiverSource”).
