INCENTIVE FEE AGREEMENTIncentive Fee Agreement • June 24th, 2009 • Western Asset Investment Grade Defined Opportunity Trust Inc. • New York
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of , 2009, between (“Qualifying Underwriter”) and Legg Mason Partners Fund Advisor, LLC (“Legg Mason”).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 23rd, 2009 • Nuveen Mortgage Opportunity Term Fund • New York
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of November [—], 2009, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and Nuveen Asset Management (“Nuveen”).
INCENTIVE FEE AGREEMENT May [—], 2012Incentive Fee Agreement • May 24th, 2012 • Salient Midstream & MLP Fund • New York
Reference is made to the Underwriting Agreement dated May [—], 2012 (the “Underwriting Agreement”), by and among Salient Midstream & MLP Fund (the “Fund”), Salient Capital Advisors, LLC (the “Adviser”) and each of the underwriters named in Schedule A thereto, including the addressees named above (each such addressee named above for purposes of this agreement, an “Underwriter” and collectively, the “Underwriters”), with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • March 23rd, 2015 • ZAIS Group Holdings, Inc. • Investment advice • Delaware
This Incentive Fee Agreement (this “Agreement”) is entered into as of March 4, 2015 by and between ZAIS Group Parent, LLC (“ZGP”) and Neil Ramsey (“Ramsey”).
FORM OF INCENTIVE FEE AGREEMENTIncentive Fee Agreement • October 25th, 2005 • ING Global Advantage & Premium Opportunity Fund • New York
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of October [ ], 2005, between A.G. Edwards & Sons, Inc. (“A.G. Edwards”) and ING Investments, LLC (“ING Investments”).
INCENTIVE FEE AGREEMENT INCENTIVE FEE AGREEMENT (the "Agreement"), dated as of May [___], 2004, between Raymond James & Associates, Inc. ("Raymond James") and Four Corners Capital Management, LLC ("Four Corners"). WHEREAS, First Trust/Four Corners...Incentive Fee Agreement • May 25th, 2004 • First Trust Four Corners Senior Floating Rate Income Fund Ii • New York
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • March 9th, 2015 • d.Quant Special Opportunities Fund, LP • Investment advice • Delaware
This Incentive Fee Agreement (this “Agreement”) is entered into on March 4, 2015 by and between ZAIS Group Parent, LLC (“ZGP”) and Neil Ramsey (“Ramsey”).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc.
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of November 30, 2009, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and RiverSource Investments, LLC (“RiverSource”).
