INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 29th, 2019 • Financial Investors Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 10th day of September 2019, by and between Emerald Mutual Fund Advisers Trust, a Delaware statutory trust (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the fund(s) listed in Appendix A hereto, each a series of the Trust (each, individually a “Fund” and collectively the “Funds”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 29th, 2019 • Financial Investors Trust • Delaware
This Investment Sub-Advisory Agreement (the “Agreement”), is made and entered into as of this 10th day of September 2019, by and among Emerald Mutual Fund Advisers Trust (the “Investment Adviser”), a Delaware statutory trust, Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the fund(s) listed in Appendix A hereto, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Liberty Cove LLC, a Delaware limited liability company (the “Sub-Adviser”).
EMERALD LETTERHEAD]Expense Limitation Letter Agreement • November 29th, 2019 • Financial Investors Trust
Amendment to Chief Compliance Officer Services Agreement Financial Investors Trust - Emerald FundsChief Compliance Officer Services Agreement • November 29th, 2019 • Financial Investors Trust • Aurora
This Amendment dated as of September 10, 2019 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Services Agreement Financial Investors Trust – Emerald FundsTransfer Agency and Services Agreement • November 29th, 2019 • Financial Investors Trust
This Amendment dated as of September 10, 2019 (this “Amendment”) is to the Transfer Agency and Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT 3Distribution Agreement • November 29th, 2019 • Financial Investors Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
Amendment to Principal Financial Officer Services Agreement Financial Investors Trust - Emerald FundsPrincipal Financial Officer Services Agreement • November 29th, 2019 • Financial Investors Trust
This Amendment dated as of September 10, 2019 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Administration, Bookkeeping and Pricing Services Agreement Financial Investors Trust - Emerald FundsAdministration, Bookkeeping and Pricing Services Agreement • November 29th, 2019 • Financial Investors Trust
This Amendment dated as of September 10, 2019 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
