ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
This DISTRIBUTION AGREEMENT (the “Agreement”) is effective as of December 23, 2022, and made by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 7250 Redwood Boulevard, Suite 200, Novato, CA 94945, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 E. Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT HENNESSY FUNDS TRUSTAuthorized Participant Agreement • December 22nd, 2022 • Hennessy Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and __________ (the “Participant”), is subject to acceptance by U.S. Bank (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Hennessy Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of December 23, 2022, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Vident Investment Advisory, LLC, a Delaware limited liability company (the “Sub Adviser”).
HENNESSY FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 22nd, 2022 • Hennessy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into this 7 day of February, 2006, by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of December 23, 2022 by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and Hennessy Advisors, Inc., a California corporation (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 22nd, 2022 • Hennessy Funds Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made effective as of December 23, 2022, by and between Hennessy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A attached hereto (the “ETF”), and Hennessy Advisors, Inc., the ETF’s investment adviser (the “Adviser”).
HENNESSY FUNDS TRUST SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 22nd, 2022 • Hennessy Funds Trust
THIS SIXTH AMENDMENT, effective as of November 1, 2022 (the “Effective Date”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
HENNESSY FUNDS TRUST SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 22nd, 2022 • Hennessy Funds Trust
THIS SIXTH AMENDMENT, effective as of November 1, 2022 (the “Effective Date”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
HENNESSY FUNDS TRUST FIFTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 22nd, 2022 • Hennessy Funds Trust
THIS FIFTH AMENDMENT, effective November 1, 2022 (the “Effective Date”), to the Fund Accounting Servicing Agreement, dated as of February 7, 2006, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
HENNESSY FUNDS TRUST SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • December 22nd, 2022 • Hennessy Funds Trust
THIS SIXTH AMENDMENT, effective as of November 1, 2022 (the “Effective Date”), to the Custody Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
