TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this ___ day of _________________, 2014, by and between The Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of August, 2014, by and among each of the Funds listed on Exhibit A attached hereto (each a Fund, and together, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
AGREEMENT AND DECLARATION OF TRUST OF PALMER SQUARE OPPORTUNISTIC INCOME FUND A Delaware Statutory TrustTrust Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTDealer Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and set forth on Appendix A (collectively, “Company”) which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS AGREEMENT is made as of this ____ day of __________________, 2014, by and between The Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”).
ContractGlobal Custody Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund
Mutual Fund Rider to Global Custody Agreement Between JPMorgan Chase Bank, N.A., and Palmer Square Opportunistic Income Fund effective __, 2014.
PALMER SQUARE OPPORTUNISTIC INCOME FUND FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2014, by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and the investment advisor of the Fund, Palmer Square Capital Management, LLC (the “Advisor”).
CO-ADMINISTRATION AGREEMENTCo-Administration Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Wisconsin
THIS CO-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this ____ day of ___________________, 2013, by and between The Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Trust” or the “Fund”), UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”), and Mutual Fund Administration Corporation, a California corporation (“MFAC”). UMBFS and MFAC are collectively referred to herein as the “Co-Administrators,” in singular or plural usage, as required by context.
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN PALMER SQUARE OPPORTUNISTIC INCOME FUND AND PALMER SQUARE CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • August 25th, 2014 • Palmer Square Opportunistic Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, 2014, is entered into by and between Palmer Square Opportunistic Income Fund, a Delaware statutory trust (the “Fund”) and Palmer Square Capital Management, LLC, a Delaware Limited Liability Company (the “Advisor”).
