FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/Metis Global Micro Cap Value FundInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 31st day of May, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund” or the “Funds”)).
DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of April 16, 2018, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/Kotak India Growth FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • New York
AGREEMENT, dated as of August 21, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra Asset Management (Singapore) Ptd. Ltd. (the “Sub-Adviser”), a corporation organized under the laws of Singapore, having its principal place of business at 16 Raffles Quay, #35-02, Hong Leong Building, Singapore 048581, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT Clough China FundInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 3rd day of August, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ALPS/Red Rocks Listed Private Equity FundInvestment Advisory and Management Agreement • August 28th, 2018 • Financial Investors Trust • Delaware
This Investment Advisory and Management Agreement (the “Agreement”) is made and entered into as of June 29, 2018 between Financial Investors Trust, an open-end series management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of the ALPS/Red Rocks Listed Private Equity Fund (the “Fund”), a series of the Trust, and ALPS Advisors, Inc., a corporation organized under the laws of the State of Colorado (the “Adviser”).
INVESTMENT SUBADVISORY AGREEMENT ALPS/Red Rocks Listed Private Equity FundInvestment Subadvisory Agreement • August 28th, 2018 • Financial Investors Trust • Delaware
This Investment Subadvisory Agreement (the “Agreement”) is made as of this June 29, 2018 by and among ALPS Advisors, Inc. (the “Adviser”), Red Rocks Capital LLC (the “Sub-Adviser”), and Financial Investors Trust (the “Trust”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of December 30, 2009 between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust, ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and, solely for purposes of Sections 15(a) and 19 of this Agreement, Vulcan Value Partners, LLC, a Delaware limited liability company (the “Adviser”).
Amendment to Distribution AgreementDistribution Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment to the Distribution Agreement (this “Amendment”) between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (the “Distributor”), is effective as of April 16, 2018.
Amendment to Chief Compliance Officer Services Agreement The Disciplined Growth Investors FundChief Compliance Officer Services Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment dated as of July 13, 2018 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated July 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
SEAFARER CAPITAL LETTERHEAD]Management Fee Limitation Agreement • August 28th, 2018 • Financial Investors Trust
FINANCIAL INVESTORS TRUST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT RiverFront FundsInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment, dated as of August 3, 2018 (this “Amendment”), is to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”) by and between ALPS Advisors, Inc. (the “Adviser”), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the funds listed in Appendix A to the Agreement, each a series of the Trust.
DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (“ALPS”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS | CoreCommodity Management CompleteCommodities® Strategy FundSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Delaware
AGREEMENT, dated as of May 31, 2018 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 680 Washington Blvd., 11th Floor, Stamford, Connecticut 06901.
HIGHLAND ASSOCIATES, INC. 2545 Highland Avenue, South, Suite 200 Birmingham, AL 35205-2478Management Fee Waiver Agreement • August 28th, 2018 • Financial Investors Trust
EMERALD LETTERHEAD]Management Fee Limitation Agreement • August 28th, 2018 • Financial Investors Trust
Amendment to Distribution AgreementDistribution Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment to the Distribution Agreement (this “Amendment”) between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (the “Distributor”), is effective as of April 27, 2018.
Amendment to Chief Compliance Officer Services AgreementChief Compliance Officer Services Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment dated as of June 9, 2018 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
FINANCIAL INVESTORS TRUST AMENDMENT TO SUB-ADVISORY AGREEMENT RiverFront FundsSub-Advisory Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment, dated as of August 3, 2018 (this “Amendment”), is to the Sub-Advisory Agreement dated May 31, 2018 (the “Agreement”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation, Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the funds listed in Appendix A to the Agreement, each a series of the Trust, and RiverFront Investment Group, LLC (the “Sub-Adviser”), a Delaware limited liability company.
VULCAN VALUE PARTNERS, LLC LETTERHEADManagement Fee Agreement • August 28th, 2018 • Financial Investors Trust
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment, dated as of August 15, 2018 (this “Amendment”) is to the Investment Advisory Agreement dated December 29, 2011, as amended, (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Highland Associates, Inc. (the “Adviser”), regarding the Highland Resolute Fund (the “Fund”).
Amendment to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment dated as of June 9, 2018 (this “Amendment”) is to the Transfer Agency and Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment, dated as of August 16, 2018 (this “Amendment”) is to the Investment Advisory Agreement dated August 2, 2011, as amended, (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Aspen Partners, Ltd. (the “Adviser”), a Delaware S-Corporation, regarding the Aspen Managed Futures Strategy Fund and Aspen Portfolio Strategy Fund (each, a “Fund” and together, the “Funds”).
Amendment to Transfer Agency and Service Agreement The Disciplined Growth Investors FundTransfer Agency and Service Agreement • August 28th, 2018 • Financial Investors Trust
This Amendment dated as of July 13, 2018 (this “Amendment”) is to the Transfer Agency and Service Agreement dated July 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
