FEE WAIVER LETTER GRANDEUR PEAK GLOBAL ADVISORS, LLCExpense Limitation Letter Agreement • September 12th, 2019 • Financial Investors Trust
This expense limitation letter agreement (the “Letter Agreement”) confirms the agreement of Grandeur Peak Global Advisors, LLC (the “Adviser”) with the Financial Investors Trust (the “Trust”) to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Grandeur Peak Global Contrarian Fund (the “Fund”), a series of the Trust.
FIFTH AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 12th, 2019 • Financial Investors Trust
This Fifth Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each series listed on Schedule I attached hereto, and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York, previously amended on June 4, 2015, April 15, 2016, May 18, 2016, and March 14 2017, is hereby made as of September 12, 2019.
Amendment to Amended and Restated Principal Financial Officer Services Agreement Financial Investors Trust – Grandeur Peak FundsPrincipal Financial Officer Services Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT 2Distribution Agreement • September 12th, 2019 • Financial Investors Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of September 12, 2019:
Amendment to Amended and Restated Chief Compliance Officer Services Agreement Financial Investors Trust – Grandeur Peak FundsChief Compliance Officer Services Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Amended and Restated Chief Compliance Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Administration, Bookkeeping and Pricing Services Agreement Financial Investors Trust – Grandeur Peak FundsAdministration, Bookkeeping and Pricing Services Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Services Agreement Financial Investors Trust – Grandeur Peak FundsTransfer Agency and Services Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Investment Advisory Agreement dated as of September 13, 2011, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Grandeur Peak Global Advisors, LLC (the “Adviser”), a Delaware limited liability company and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
