ETF DISTRIBUTION AGREEMENTDistribution Agreement • April 16th, 2020 • Siren ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2020, by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2600 Philmont Avenue, Huntingdon Valley, PA 19006, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • April 16th, 2020 • Siren ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Financial Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Siren ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • April 16th, 2020 • Siren ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between Siren ETF Trust, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 16th, 2020 • Siren ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 16th, 2020 • Siren ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • April 16th, 2020 • Siren ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between Siren ETF Trust, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND PFO/TREASURER AGREEMENTFund Pfo/Treasurer Agreement • April 16th, 2020 • Siren ETF Trust • Delaware
AGREEMENT made as of April 8, 2020 by and between Siren ETF Trust, a Delaware statutory trust, with its principal office and place of business at 2600 Philmont Avenue, Suite 215, Huntingdon Valley, PA 19006 (the “Fund”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
FUND CCO AND AMLO AGREEMENTCompliance Services Agreement • April 16th, 2020 • Siren ETF Trust • Delaware
AGREEMENT made as of April 8, 2020 by and between Siren ETF Trust a Delaware statutory trust with its principal office and place of business at 2600 Philmont Avenue, Huntingdon Valley, PA 19006 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
FORM OF INITIAL CAPITAL AGREEMENTInitial Capital Agreement • April 16th, 2020 • Siren ETF Trust
