AMENDMENT 8Financial Investors Trust • July 5th, 2024
This amendment (the “Amendment”) between the parties signing below (each, a “Party” and collectively, the “Parties”) amends the Existing Agreement as of June 27, 2024 (the “Effective Date”):
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 5th, 2024 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 28th day of June, 2024, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the "Trust"), regarding the Fund listed in Appendix A (the “Fund”).
AUTHORIZED PARTICIPANT AGREEMENT FOR FINANCIAL INVESTORS TRUSTAuthorized Participant Agreement • July 5th, 2024 • Financial Investors Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant” or “AP”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for certain series of the Financial Investors Trust (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust or the Trust, on behalf of the Funds (as defined below), as applicable, shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of certain series of the Trust acting on an agency basis in connection with the sale and distribution of Creation Units (as defined below) of each series of the
Form Of Services AgreementServices Agreement • July 5th, 2024 • Financial Investors Trust • New York
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 5th, 2024 • Financial Investors Trust • Delaware
AGREEMENT, dated as of June 28, 2024 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the "Funds"), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 680 Washington Blvd., 11th Floor, Stamford, Connecticut 06901.
