0001580642-16-010736 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and ANCHOR CAPITAL MANAGEMENT GROUP, INC.
Investment Advisory Agreement • August 31st, 2016 • Northern Lights Fund Trust IV • New York

This AGREEMENT is made as of July 27, 2016 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and ANCHOR CAPITAL MANAGEMENT GROUP, INC. a California limited liability company (the “Adviser”) located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656.

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NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.
And Security Agreement • August 31st, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 27th day of July, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Anchor Alternative Equity Fund, Anchor Tactical Municipal Bond Fund, and Anchor Tactical Real Estate Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Anchor Capital Management Group, Inc. (the “Advisor”).

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