INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and GRATUS CAPITAL, LLCInvestment Advisory Agreement • January 23rd, 2017 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of June 10, 2016 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and Gratus Capital, LLC, a Georgia Limited Liability Company (the "Adviser") located at 3350 Riverwood Parkway, Suite 1550, Atlanta, GA 30339.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM INCOME PLUS FUNDHCM Income Plus • January 23rd, 2017 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19th day of August, 2016, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Income Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., a Delaware Corporation (the “Advisor”).
FIRST AMENDMENT TO OPERATING EXPENSE LIMITATION AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and Persimmon Capital Management, LPExpense Limitation Agreement • January 23rd, 2017 • Northern Lights Fund Trust Iii
THIS FIRST AMENDMENT TO THE OPERATING EXPENSE LIMITATION AGREEMENT (the “First Amendment”) is made and entered into as of November 29, 2016, between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), and Persimmon Capital Management, LP, a Delaware Limited Company (the "Adviser") located at 1777 Sentry Parkway West, Gwynedd Hall, Suite 102, Blue Bell, PA 19422.
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTS Between NORTHERN LIGHTS FUND TRUST III and SWAN CAPITAL MANAGEMENT, LLCNorthern Lights Fund Trust Iii • January 23rd, 2017
THIS FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTS is made and entered into as of May 24, 2016, between Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”), and Swan Capital Managment, LLC, a Colorado limited liability company (the “Adviser”) located at 277 E. Third Avenue, A, Durango, Colorado 81301 .
FIRST AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTS Between SWAN CAPITAL MANAGEMENT, LLC and SWAN GLOBAL MANAGEMENT, LLCNorthern Lights Fund Trust Iii • January 23rd, 2017
THIS FIRST AMENDMENT TO THE INVESTMENT SUB-ADVISORY AGREEMENTS is made and entered into as of May 24, 2016, by and between Swan Global Management, LLC, a Puerto Rico limited liability company located at 10 Palmas Drive, Suite 3, Palmas Del Mar, Humacao, PR 00791 (the “Sub-Adviser”), and Swan Capital Management, LLC, a Colorado limited liability company located at 277 E. Third Ave, A, Durango, CO 81301 (the “Adviser”).
