0001580642-17-002821 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and FORMULAFOLIOS INVESTMENTS, LLC

Investment Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust IV • New York

• Contract Type
  Investment Advisory Agreement
• Filed
  May 5th, 2017
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

This AGREEMENT is made as of October 20, 2016 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and FormulaFolios Investments, LLC a Michigan limited liability company (the "Adviser"), located at 89 Ionia SW, Suite 600, Grand Rapids, MI 49503.

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FormulaFolios Investments, LLC

Operating Expenses Limitation and Security Agreement • May 5th, 2017 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  May 5th, 2017
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of October, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the FFI Income ETF and the FFI Hedged Growth ETF (each a “Fund”, collectively the “Funds”) a series of the Trust, and the advisor of the Funds, Regents Park Funds, LLC (the “Advisor”).