INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COUNTERPOINT MUTUAL FUNDS, LLCInvestment Advisory Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMay 1st, 2018 Company JurisdictionThis AGREEMENT is made as of February 20, 2018 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Counterpoint Mutual Funds, LLC, a California limited liability company (the “Adviser”) located at 12760 High Bluff Drive, Suite 280, San Diego, CA 92130.
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL HY MUNICIPAL FUNDOperating Expenses Limitation Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York
Contract Type FiledMay 1st, 2018 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of February, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical HY Municipal Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).