0001580642-19-005710 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COUNTERPOINT MUTUAL FUNDS LLC

Investment Advisory Agreement • December 27th, 2019 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Investment Advisory Agreement
• Filed
  December 27th, 2019
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

This AGREEMENT is made as of November 20, 2019 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Counterpoint Mutual Funds LLC, a Delaware Corporation (the “Adviser”) located at 12760 High Bluff Drive, Suite 2800 San Diego, CA 92130.

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COUNTERPOINT MUTUAL FUNDS LLC

Operating Expenses Limitation and Security Agreement • December 27th, 2019 • Northern Lights Fund Trust Iii • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  December 27th, 2019
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 13th day of December, 2019, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of CP High Yield Trend ETF (a “Fund”) a series of the Trust, and the advisor of the Fund, COUNTERPOINT MUTUAL FUNDS LLC (the “Advisor”).