INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and USA Mutuals Advisors, Inc.Investment Advisory Agreement • January 21st, 2021 • Northern Lights Fund Trust IV • New York
This AGREEMENT is made as of October 13, 2020 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and USA Mutuals Advisors, Inc., a Texas corporation, (the “Adviser”) located at Plaza of the Americas, 700 North Pearl Street, Suite 900, Dallas, TX 7520.
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT USA Mutuals Advisors, Inc.Operating Expenses Limitation and Security Agreement • January 21st, 2021 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 13th day of October, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund,” collectively the “Funds”), and the advisor of the Funds, USA Mutuals Advisors, Inc, (the “Advisor”).
