INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV andInvestment Advisory Agreement • March 12th, 2021 • Northern Lights Fund Trust IV • New York
This AGREEMENT is made as of January 21, 2021, between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and KINGSVIEW WEALTH MANAGEMENT, LLC, a Texas limited liability company (the "Adviser"), located at509 SE 7th Street, 2nd Floor, Grants Pass, OR 97526 .
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTCapital Management LLC Sub-Advisory Agreement • March 12th, 2021 • Northern Lights Fund Trust IV • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 21st day of January, 2021, by and between Kingsview Wealth Management LLC, a limited liability company with its principal place of business at 509 SE 7th Street, 2nd Floor, Grants Pass, Oregon 97526 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT KINGSVIEW WEALTH MANAGEMENT, LLCAnd Security Agreement • March 12th, 2021 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 21st day of January 2021, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of each of the series set forth in Appendix A (each a “Fund” collectively the “Funds”), and the advisor of the Fund, KINGSVIEW WEALTH MANAGEMENT, LLC.
