INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and THE FUTURE FUND, LLCInvestment Advisory Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
AGREEMENT, made as of April 27, 2021 between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the "Trust"), and THE FUTURE FUND, LLC, a Delaware limited liability company (the "Adviser"), located at 330 N Wabash, Suite 2300, Chicago, IL 60611.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
THIS AGREEMENT (this Agreement), dated as of July 19, 2021 between NORTHERN LIGHTS FUND TRUST II (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware as a statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), for itself and on behalf of each series, separately and not jointly, listed on Schedule I to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, the “TA”). All references herein to a “Portfolio” are to each of the Portfolios listed on the attached Schedule I individually, as if this Agreement were between the Fund on behalf o
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTAnd Security Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 27th day of April, 2021, by and between Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), on behalf of The Future Fund Active ETF, (the “Fund”) a series of the Trust, and the advisor of such Fund, The Future Fund, LLC (the “Advisor”).
APPENDIX III-2 LIST OF FUNDS SERVICES & FEESEtf Fund Services Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii
This Appendix III-2 is part of the ETF Fund Services Agreement (the “Agreement”), dated April 27, 2021, between Northern Lights Fund Trust II (the “Trust”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix III-2 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
Fee ScheduleNorthern Lights Fund Trust Ii • July 21st, 2021
This Schedule B-2 is part of the ETF Distribution Agreement effective April 27, 2021 (the “Agreement”) by and between Northern Lights Fund Trust II (the “Trust”) and Northern Lights Distributors, LLC (“Distributor”).
