INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 10th, 2023 • Northern Lights Fund Trust IV • New York
Contract Type FiledMarch 10th, 2023 Company JurisdictionThis AGREEMENT is made as of October 25, 2022 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and FULCRUM ASSET MANAGEMENT LLP, a United Kingdom limited liability partnership (the "Adviser"), located at Marble Arch House, 66 Seymour Street, London, United Kingdom W1H5BT.
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FULCRUM ASSET MANAGEMENT LLP THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the RECITALS:Operating Expenses Limitation and Security Agreement • March 10th, 2023 • Northern Lights Fund Trust IV • New York
Contract Type FiledMarch 10th, 2023 Company JurisdictionWHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 25h day of October, 2022 (the “Advisory Agreement”); and