ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 11th, 2019 • Global Beta ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 27th day of November 2019, by and between Global Beta ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2001 Market Street, Suite 2630, Philadelphia, PA 19103, and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 11th, 2019 • Global Beta ETF Trust • Pennsylvania
Agreement made as of _________, 2019, between Global Beta ETF Trust, a Delaware statutory trust and registered open-end management investment company (the “Trust”), and Global Beta Advisors, LLC (the “Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
ETF CUSTODY AGREEMENTEtf Custody Agreement • December 11th, 2019 • Global Beta ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between GLOBAL BETA ETF TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ETF FUND ACCOUNTING SERVICING AGREEMENTEtf Fund Accounting Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 11th, 2019 • Global Beta ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between GLOBAL BETA ETF TRUST, a Delaware statutory Trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
AUTHORIZED PARTICIPANT AGREEMENT Global Beta ETF TrustAuthorized Participant Agreement • December 11th, 2019 • Global Beta ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Global Beta ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Pro
Global Beta ETF Trust Expense Reimbursement AgreementReimbursement Agreement • December 11th, 2019 • Global Beta ETF Trust
THIS AGREEMENT (the “Agreement”) is made between Global Beta ETF Trust (the “Trust”) and Global Beta Advisors, LLC (the “Adviser”), effective as of the ___ day of _______, 2019.
