AMENDMENT NO. 1 TO CONVERTIBLE SENIOR PROMISSORY NOTEConvertible Senior Promissory Note • September 26th, 2018 • Cohen Daniel G • Security brokers, dealers & flotation companies • New York
THIS AMENDMENT NO. 1 TO CONVERTIBLE SENIOR PROMISSORY NOTE (this “Amendment”), dated as of the 25th day of September, 2018 (the “Effective Date”), is entered into by and between Cohen & Company Inc. (formerly Institutional Financial Markets, Inc.), a Maryland corporation (the “Company”), and the EBC 2013 Family Trust (the “Noteholder”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Note (as defined below).
AMENDMENT NO. 1 TO CONVERTIBLE SENIOR PROMISSORY NOTEConvertible Senior Promissory Note • September 25th, 2018 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
THIS AMENDMENT NO. 1 TO CONVERTIBLE SENIOR PROMISSORY NOTE (this “Amendment”), dated as of the 25th day of September, 2018 (the “Effective Date”), is entered into by and between Cohen & Company Inc. (formerly Institutional Financial Markets, Inc.), a Maryland corporation (the “Company”), and the Edward E. Cohen IRA (the “Noteholder”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Note (as defined below).
