SUB-ADVISORY AGREEMENT FOR THE LIFESTYLE SERIES OF AUL AMERICAN SERIES FUND, INC. AGREEMENT made as of this ____ day of February, 1998, among American United Life Insurance Company(R) ("AUL"), a life insurance company domiciled in Indiana, BEA...Sub-Advisory Agreement • February 13th, 1998 • Aul American Series Fund Inc • Indiana
EXHIBIT 5.2 SUB-ADVISORY AGREEMENT BETWEEN AMERICAN UNITED LIFE INSURANCE COMPANY AND DEAN INVESTMENT ASSOCIATES ---------------------------------------- ---------------------------------------- SUB-ADVISORY AGREEMENT FOR THE TACTICAL ASSET ALLOCATION...Agreement • April 30th, 1998 • Aul American Series Fund Inc • Indiana
EXHIBIT 5.3 SUB-ADVISORY AGREEMENT BETWEEN AMERICAN UNITED LIFE INSURANCE COMPANY AND BEA ASSOCIATES ---------------------------------------------------- ---------------------------- SUB-ADVISORY AGREEMENT FOR THE LIFESTYLE SERIES OF AUL AMERICAN...Sub-Advisory Agreement • April 30th, 1998 • Aul American Series Fund Inc • Indiana
EXHIBIT 5.1 INVESTMENT ADVISORY AGREEMENT AND ADDENDUMS TO AGREEMENT BETWEEN REGISTRANT AND AMERICAN UNITED LIFE INSURANCE COMPANY AND THE EXPENSE LIMITATION AGREEMENT BETWEEN REGISTRANT AND AMERICAN UNITED LIFE INSURANCE COMPANY...Investment Advisory Agreement • April 30th, 1998 • Aul American Series Fund Inc • Indiana
ADMINISTRATION AGREEMENT AGREEMENT made as of __________________, by and between OneAmerica Funds, Inc. a Maryland corporation (the "Fund"), and The Bank of New York, a New York banking organization (the "Administrator"). W I T N E S S E T H :...Administration Agreement • March 28th, 2003 • Oneamerica Funds Inc • New York
EXHIBIT 9 FORM OF FUND ACCOUNTING AGREEMENT BETWEEN REGISTRANT AND BANK OF NEW YORK, FEE SCHEDULE, AND AMENDMENT(S) ------------------------------------------ --------------------------------------Fund Accounting Agreement • April 30th, 1998 • Aul American Series Fund Inc • New York
EXHIBIT 8 FORM OF CUSTODY AGREEMENT BETWEEN REGISTRANT AND BANK OF NEW YORK, FEE SCHEDULES, AND AMENDMENTS ------------------------------------------------- ------------------------------- CUSTODY AGREEMENT Agreement made as of this 28th day of...Custody Agreement • April 30th, 1998 • Aul American Series Fund Inc • New York
AMENDMENT TO MUTUAL FUND SERVICES AGREEMENT This Amendment to the Mutual Fund Services agreement ("Amendment") is entered into and effective as of December 2008, by and between OneAmerica Funds, Inc., a Maryland corporation (the "Fund"), and Unified...Mutual Fund Services Agreement • April 14th, 2009 • Oneamerica Funds Inc • Indiana
FORM N-1A, Item 23(d) ADDENDUM TO THE INVESTMENT ADVISORY AGREEMENT ----------- --------------------------------------------------------------------- ADDENDUM TO INVESTMENT ADVISORY AGREEMENT The Investment Advisory Agreement (the "Agreement"), made...Investment Advisory Agreement • April 28th, 2006 • Oneamerica Funds Inc
FORM N-1A, Item 23(h)(3) TRANSFER AGENCY AGREEMENT ---------------------------- ---------------------------------------------------- MUTUAL FUND SERVICES AGREEMENT Transfer Agency ServicesFund Services Agreement • April 28th, 2006 • Oneamerica Funds Inc • Indiana
AMENDED AND RESTATED CUSTODY AGREEMENT by and between ONEAMERICA FUNDS, INC. and THE BANK OF NEW YORK MELLONCustody Agreement • April 22nd, 2016 • Oneamerica Funds Inc • New York
AMENDED AND RESTATED CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto (the “Effective Date”), between ONEAMERICA FUNDS, INC. (formerly AUL American Series Fund Inc.), a Corporation organized under the laws of Maryland (the “Fund”) and THE BANK OF NEW YORK MELLON (formerly The Bank of New York), a bank organized under the laws of the state of New York (the “Custodian”).
1 OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Name: American United Life Insurance Company Address: One American Square P.O. Box 368 Indianapolis, In 46282 Ladies and...Oneamerica Funds Inc • April 14th, 2009 • Indiana
INVESTMENT ADVISER AGREEMENTInvestment Adviser Agreement • April 22nd, 2016 • Oneamerica Funds Inc • Indiana
This Investment Adviser Agreement (the “Agreement”) is effective as of March 1, 2016 and is between OneAmerica Funds, Inc. (the “Fund”), a Maryland corporation, and OneAmerica Asset Management, LLC (the “Adviser”), a limited liability company domiciled in Indiana.
APPENDIX B TO THE FUND CUSTODY AGREEMENT BETWEEN THE BANK OF NEW YORK AND ONEAMERICA FUNDS, INC. (DATED FEBRUARY 28,1997)Oneamerica Funds Inc • April 28th, 2006
OneAmerica Asset Director Portfolio OneAmerica Money Market Portfolio OneAmerica Investment Grade Bond Portfolio OneAmerica Value Portfolio OneAmerica Socially Responsive Portfolio
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • April 22nd, 2016 • Oneamerica Funds Inc • New York
THIS AGREEMENT is made as of August 25, 2015 (the “Effective Date”), by and between each investment company referenced on the signature page hereto (each a “Fund”, collectively the “Funds”), and [The Bank of New York Mellon, a New York banking organization] [BNY Mellon Investment Servicing (US) Inc., a Massachusetts corporation] (“BNY Mellon”).
ADDENDUM TO INVESTMENT ADVISORY AGREEMENT The Investment Advisory Agreement (the "Agreement"), made the 8th day of March, 1990 and amended the 15th day of May, 1995, the 19th day of November, 1997, the 29th day of March, 1999, the 15th day of March,...Investment Advisory Agreement • April 29th, 2004 • Oneamerica Funds Inc
ITEM 23(m)(2) FORM OF RELATED AGREEMENT --------------------------------------- ----------------------------------------- OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Name:...Oneamerica Funds Inc • January 31st, 2003 • Indiana
CUSTODY AGREEMENT Agreement made as of this 28th day of February, 1997, between AUL AMERICAN SERIES FUND INC., a Maryland corporation organized and existing under the laws of the State of Maryland, having its principal office and place of business at...Custody Agreement • April 30th, 1997 • Aul American Series Fund Inc • New York
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 4th, 2013 • Oneamerica Funds Inc
This Expense Limitation Agreement (the “Agreement”) is entered into by and between OneAmerica Funds, Inc. (the “Fund”) and OneAmerica Asset Management, LLC (the “Adviser”) with an effective date of January 1, 2013.
FORM N1-A, ITEM 23 (m) FORM OF RELATED AGREEMENT OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTServices Agreement • April 19th, 2012 • Oneamerica Funds Inc • Indiana
OneAmerica Funds, Inc. (the “Fund”) is an open-end management investment company organized as a Maryland corporation and registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). On behalf of each of the portfolios of the Fund identified in Schedule A, as amended from time to time (“Portfolios”), the board of directors of the OneAmerica Funds, Inc. (“Directors”) have adopted a Distribution and Service Plan pursuant to Rule 12b-1 under the 1940 Act (the “Plan”) that, among other things, authorizes the Fund to enter into this Agreement with you (the “Authorized Firm”), concerning the provision of activities and services set forth in Section 2 (collectively, “Services”) to your contract owners or other permissible purchasers (“Customers”) who may from time to time be investors, or prospective investors, in the Advisor Class shares (the “Shares”) of a Portfolio. The terms and conditions of this Agreement are as
FORM N-1A, Item 23(h)(2) AMENDMENT TO FUND ADMINISTRATION AGREEMENT ----------- ---------------------------------------------------------------------Oneamerica Funds Inc • April 28th, 2006
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 22nd, 2013 • Oneamerica Funds Inc
This Expense Limitation Agreement (the “Agreement”) is entered into by and between OneAmerica Funds, Inc. (the “Fund”) and OneAmerica Asset Management, LLC (the “Adviser”) with an effective date of January 1, 2013.
ADDENDUM TO AGENCY AGREEMENT The Agency Agreement, made the 28th day of February, 1997, between AUL American Series Fund, Inc. (the "Fund"), a Maryland corporation, and The Bank of New York (the "Bank"), a banking association with its principal place...Addendum to Agency Agreement • February 13th, 1998 • Aul American Series Fund Inc
EXPENSE LIMITATION AGREEMENT FOR ONEAMERICA FUNDS, INC.’S SOCIALLY RESPONSIVE PORTFOLIOExpense Limitation Agreement • April 20th, 2015 • Oneamerica Funds Inc
This Expense Limitation Agreement for OneAmerica Funds, Inc.’s Socially Responsive Portfolio (the “Agreement”) is entered into by and between OneAmerica Funds, Inc. (the “Fund”) and OneAmerica Asset Management, LLC (the “Adviser”) on February 27, 2015, with an effective date of May 1, 2015.
OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENT Name: American United Life Insurance Company Address: One American Square P.O. Box 368 Indianapolis, In 46282 Ladies and Gentlemen:...Oneamerica Funds Inc • May 1st, 2008 • Indiana
OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • February 18th, 2010 • Oneamerica Funds Inc • Indiana
OneAmerica Funds, Inc. (the "Fund") is an open-end management investment company organized as a Maryland corporation and registered with the Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). On behalf of each of the portfolios of the Fund identified in Schedule A, as amended from time to time ("Portfolios"), the board of directors of the OneAmerica Funds, Inc. ("Directors") have adopted a Distribution and Service Plan pursuant to Rule 12b-1 under the 1940 Act (the "Plan") that, among other things, authorizes the Fund to enter into this Agreement with you (the "Authorized Firm"), concerning the provision of activities and services set forth in Section 2 (collectively, "Services") to your contract owners or other permissible purchasers ("Customers") who may from time to time be investors, or prospective investors, in the Advisor Class shares
FORM N1-A ITEM 23 (h) FORM OF TRANSFER AGREEMENT BETWEEN REGISTRANT AND U.S. BANCORP FUND SERVICES LLC TRANSFER AGENT SERVICING AGREEMENTTransfer Agreement • April 19th, 2012 • Oneamerica Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of October, 2011, by and between ONEAMERICA® FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADDENDUM TO INVESTMENT ADVISORY AGREEMENT The Investment Advisory Agreement (the "Agreement"), made the 8th day of March, 1990 and amended the 15th day of May, 1995 and the 19th day of November, 1997, between the AUL American Series Fund, Inc. (the...Investment Advisory Agreement • April 30th, 1999 • Aul American Series Fund Inc
EXPENSE LIMITATION AGREEMENT FOR ONEAMERICA FUNDS, INC.’S SOCIALLY RESPONSIVE PORTFOLIOExpense Limitation Agreement • April 22nd, 2016 • Oneamerica Funds Inc
This Expense Limitation Agreement for OneAmerica Funds, Inc.’s Socially Responsive Portfolio (the “Agreement”) is entered into by and between OneAmerica Funds, Inc. (the “Fund”) and OneAmerica Asset Management, LLC (the “Adviser”) on February 19, 2016, with an effective date of May 1, 2016.
ENDORSEMENT TO THE AMERICAN UNITED LIFE POOLED EQUITY FUND B CONTRACTS [INCLUDING GROUP ANNUITY CONTRACT [GAXXXXX] (THIS CONTRACT) ISSUED BY AMERICAN UNITED LIFE INSURANCE COMPANY (AUL) TO [ABC, INC.] (THE CONTRACTHOLDER)]Oneamerica Funds Inc • April 7th, 2004
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 15th, 2011 • Oneamerica Funds Inc
This Expense Limitation Agreement (the “Agreement”) is entered into by and between OneAmerica Funds, Inc. (the “Fund”) and American United Life Insurance Company (the “Adviser”) on February 18, 2011 with an effective date of May 1, 2011.
FOREIGN CUSTODY MANAGER AGREEMENTManager Agreement • April 22nd, 2016 • Oneamerica Funds Inc • New York
AGREEMENT made as of August 25, 2015 by and between each entity listed on Annex I attached hereto (the “Fund”) and The Bank of New York Mellon (“BNY”).
FORM N-1A, ITEM 23(m)(2) FORM OF SHAREHOLDER SERVICES AGREEMENT --------------- ----------------------------------------------------------------- OneAmerica Funds, Inc. One American Square, Indianapolis, Indiana 46282 DISTRIBUTION AND SHAREHOLDER...Oneamerica Funds Inc • April 28th, 2006 • Indiana
FORM N-1A, Item 23(h)(4) TRADING AGREEMENT ------------------------------------ -------------------------------------------- OneAmerica(R) Funds, Inc. Trading Agreement Orders for the purchase of shares of OneAmerica(R) Funds, Inc.(the "Funds") shall...Oneamerica Funds Inc • April 28th, 2006
Orders for the purchase of shares of OneAmerica(R) Funds, Inc.(the "Funds") shall be executed at the then current public offering price per share (i.e., the net asset value per share) and all orders for redemption of any Funds shares shall be executed at the net asset value per share less, redemption fee or similar charge or fee, if any. Specifically, orders to purchase and redeem shares of the Funds received by American United Life Insurance Company (the "Firm") prior to the close of trading on the New York Stock Exchange (the "NYSE") (typically, 4:00 p.m. Eastern time) on any day that the NYSE is open for business and the Firm is open for business ( Day 1 ) will be transmitted via the NSCC sFund/SERV system for receipt by the Funds or the Transfer Agent for the Funds (the "Transfer Agent") no later than 7:00 a.m. Eastern Time on the next day that the Funds are open for business ( Day 2 ). If any Day 1 trades are not received by the Transfer Agent via the NSCC sFund/SERV system prior
ADDENDUM TO CUSTODIAN AGREEMENT The Custodian Agreement, made the 28th day of February, 1997, between AUL American Series Fund, Inc. (the "Fund"), a Maryland corporation, and The Bank of New York (the "Bank"), a banking association having its...Addendum to Custodian Agreement • February 13th, 1998 • Aul American Series Fund Inc
