SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 3rd, 2023 • Xtant Medical Holdings, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 3rd, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 3, 2023, among Xtant Medical Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Units Comprised of Convertible Notes and WarrantsSecurities Purchase Agreement • March 2nd, 2006 • BPK Resources Inc • Crude petroleum & natural gas • Nevada
Contract Type FiledMarch 2nd, 2006 Company Industry Jurisdiction
THE SELLERS - and - RIGHT ASSOCIATES LIMITED - and - RIGHT MANAGEMENT CONSULTANTS, INC - and - ATLAS GROUP HOLDINGS LIMITED AGREEMENTShare Purchase Agreement • March 28th, 2002 • Right Management Consultants Inc • Services-management consulting services
Contract Type FiledMarch 28th, 2002 Company Industry
Shares Common Stock ($0.001 par value per Share) FORM OF UNDERWRITING AGREEMENT FORM OF UNDERWRITING AGREEMENTOcean Power Technologies, Inc. • April 10th, 2007 • Electric services • New York
Company FiledApril 10th, 2007 Industry Jurisdiction
1 LOAN AGREEMENTLoan Agreement • December 12th, 2000 • HCH Acquisition Corp • Retail-retail stores, nec • Pennsylvania
Contract Type FiledDecember 12th, 2000 Company Industry Jurisdiction
12,500,000 Units1 Gordon Pointe Acquisition Corp. UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2018 • Gordon Pointe Acquisition Corp. • Blank checks • New York
Contract Type FiledJanuary 30th, 2018 Company Industry Jurisdiction
ENTELLUS MEDICAL, INC. (a Delaware corporation) 3,530,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: January 25, 2017Underwriting Agreement • January 31st, 2017 • Entellus Medical Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 31st, 2017 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT ReShape Lifesciences Inc.ReShape Lifesciences Inc. • July 19th, 2021 • Surgical & medical instruments & apparatus • New York
Company FiledJuly 19th, 2021 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 20, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ReShape Lifesciences Inc., a Delaware corporation (the “Company”), up to ______ shares of common stock, par value $0.001 per share (the “Common Stock”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
INDEMNITY AGREEMENTIndemnity Agreement • December 22nd, 2017 • Gordon Pointe Acqusition Corp. • Blank checks • Delaware
Contract Type FiledDecember 22nd, 2017 Company Industry JurisdictionTHIS INDEMNITY AGREEMENT (this “Agreement”) is made as of [●], 2018, by and between GORDON POINTE ACQUISITION CORP., a Delaware corporation (the “Company”), and [●] (“Indemnitee”).
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT, DATED AS OF AUGUST 2, 2005,Stock Purchase Agreement • August 5th, 2005 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledAugust 5th, 2005 Company Industry Jurisdiction
Units Comprised of Series B Convertible Preferred Stock and WarrantsSecurities Purchase Agreement • May 4th, 2006 • Stellar Technologies, Inc. • Services-computer integrated systems design • Florida
Contract Type FiledMay 4th, 2006 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 26th, 2023 • Bio Key International Inc • Services-prepackaged software • New York
Contract Type FiledOctober 26th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [____], 2023, between BIO-key International, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Units Comprised of Series C Convertible Preferred Stock and Warrants CONFIDENTIALSecurities Purchase Agreement • March 15th, 2006 • BPK Resources Inc • Crude petroleum & natural gas • Nevada
Contract Type FiledMarch 15th, 2006 Company Industry Jurisdiction
BACKGROUNDEmployment Agreement • February 10th, 2004 • Technical Olympic Usa Inc • General bldg contractors - residential bldgs • Florida
Contract Type FiledFebruary 10th, 2004 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 7th, 2022 • One World Products, Inc. • Pharmaceutical preparations • Nevada
Contract Type FiledSeptember 7th, 2022 Company Industry JurisdictionTHIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 1, 2022, by and between ONE WORLD PRODUCTS, INC., a Nevada corporation (the “Company”), and TYSADCO PARTNERS, LLC, a Delaware limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the “Purchase Agreement”).
andForbearance Agreement • November 13th, 2001 • Egames Inc • Services-prepackaged software • Pennsylvania
Contract Type FiledNovember 13th, 2001 Company Industry Jurisdiction
PETVIVO HOLDINGS, INC. Up to $2,500,000 Shares of Common Stock ATM Sales AgreementPetVivo Holdings, Inc. • August 24th, 2023 • Surgical & medical instruments & apparatus • New York
Company FiledAugust 24th, 2023 Industry JurisdictionPetVivo Holdings, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with ThinkEquity LLC (the “Agent”), as follows:
EXHIBIT 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of August 2nd, 2005, by and between GTECH HOLDINGS CORPORATION AND GTECH CORPORATION, each a Delaware corporation (collectively, the...Employment Agreement • October 4th, 2005 • Gtech Holdings Corp • Services-computer programming, data processing, etc. • Rhode Island
Contract Type FiledOctober 4th, 2005 Company Industry Jurisdiction
5,950,000 Shares Smart Sand, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • February 3rd, 2017 • Smart Sand, Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledFebruary 3rd, 2017 Company Industry JurisdictionSmart Sand, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters (the “Underwriters”) named in Schedule I to this agreement (this “Agreement”), for whom Credit Suisse Securities (USA) LLC and Goldman, Sachs & Co. are acting as representatives (the “Representatives”), an aggregate of 1,500,000 shares of the Company’s common stock, $0.001 par value (the “Common Stock”), and the selling stockholders listed on Schedule VI hereto (the “Selling Stockholders”) propose, severally and not jointly, to sell to the several Underwriters an aggregate of 4,450,000 outstanding shares of Common Stock (such 5,950,000 shares of Common Stock being hereinafter referred to as the “Firm Shares”). In addition, the Selling Stockholders, severally and not jointly, propose to grant the Underwriters an option to purchase up to 892,500 additional shares of the Company’s Common Stock on the terms set forth in Section 3 hereo
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 13th, 2014 • CannLabs, Inc. • Services-racing, including track operation • Nevada
Contract Type FiledJune 13th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 12, 2014 among CannLabs, Inc., a Nevada corporation (the “Company”), and the purchasers identified on the signature pages hereof (each a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 2nd, 2021 • Creative Medical Technology Holdings, Inc. • Biological products, (no disgnostic substances) • Nevada
Contract Type FiledApril 2nd, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 30, 2021, between Creative Medical Technology Holdings, Inc., a Nevada corporation (the “Company”), and Fourth Man, LLC (the “Purchaser”).
RECITALSEmployment Agreement • August 5th, 2005 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledAugust 5th, 2005 Company Industry Jurisdiction
ASTA FUNDING, INC. and AMERICAN STOCK TRANSFER & TRUST CO., LLC as Rights Agent RIGHTS AGREEMENT dated as of August 23, 2012Rights Agreement • August 24th, 2012 • Asta Funding Inc • Short-term business credit institutions • Delaware
Contract Type FiledAugust 24th, 2012 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of August 23, 2012 (this “Agreement”) by and between Asta Funding, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Co., LLC, as rights agent (the “Rights Agent”);
UNITS COMPRISED OF CONVERTIBLE NOTES AND WARRANTS CONFIDENTIALSecurities Purchase Agreement • March 24th, 2006 • Stellar Technologies, Inc. • Services-computer integrated systems design • Florida
Contract Type FiledMarch 24th, 2006 Company Industry Jurisdiction
UNDERWRITING AGREEMENT SPORTRADAR GROUP AG Shares of Class A Ordinary Shares Underwriting AgreementUnderwriting Agreement • September 7th, 2021 • Sportradar Group AG • Services-computer programming, data processing, etc. • New York
Contract Type FiledSeptember 7th, 2021 Company Industry JurisdictionSportradar Group AG, a Swiss corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as Representatives (the “Representatives”), an aggregate of shares of Class A ordinary shares, each having a nominal value of CHF 0.10, of the Company (the “Underwritten Shares”). In addition, the stockholder of the Company named in Schedule 2 hereto (the “Selling Stockholder”) proposes to issue and sell, at the option of the Underwriters, up to an additional shares of Class A ordinary shares of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The Class A ordinary shares of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
ReShape Lifesciences Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _____, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • January 27th, 2023 • ReShape Lifesciences Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledJanuary 27th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of _____, 2022 (“Agreement”), between ReShape Lifesciences Inc., a corporation organized under the laws of Delaware (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST” or the “Warrant Agent”).
6,666,667 Shares RADIANT LOGISTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 17th, 2015 • Radiant Logistics, Inc • Arrangement of transportation of freight & cargo • New York
Contract Type FiledJuly 17th, 2015 Company Industry Jurisdiction
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • January 30th, 2018 • Gordon Pointe Acquisition Corp. • Blank checks • New York
Contract Type FiledJanuary 30th, 2018 Company Industry JurisdictionThis Investment Management Trust Agreement (this “Agreement”) is made effective as of January 24, 2018 by and between Gordon Pointe Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”).
UNITS EACH CONSISTING OF ONE COMMON SHARE AND ONE WARRANT TO PURCHASE ONE COMMON SHARE SEKUR PRIVATE DATA LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • October 11th, 2023 • Sekur Private Data Ltd. • Telegraph & other message communications • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionThe undersigned, SEKUR PRIVATE DATA LTD., a company incorporated under the Business Corporations Act (British Columbia) (collectively with its subsidiaries, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries of SEKUR PRIVATE DATA LTD., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
BY AND AMONGAgreement and Plan of Merger • March 15th, 2006 • BPK Resources Inc • Crude petroleum & natural gas • Delaware
Contract Type FiledMarch 15th, 2006 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 20th, 2022 • mCloud Technologies Corp. • Services-prepackaged software • New York
Contract Type FiledDecember 20th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [●], 2022, between mCloud Technologies Corp., a company incorporated under the Business Corporations Act (British Columbia) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT BIO-KEY INTERNATIONAL, INC.Common Stock Purchase • August 27th, 2018 • Bio Key International Inc • Computer communications equipment • New York
Contract Type FiledAugust 27th, 2018 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, ____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”; provided, however that if such date is not a Trading Day, the Termination Date shall be the immediately following Trading Day) but not thereafter, to subscribe for and purchase from BIO-key International, Inc., a Nevada corporation (the “Company”), up to ____________ shares (the “Warrant Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 1(b). This Warrant is one of the warrants (collectiv
CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, THE MCCLATCHY COMPANY, as Parent, and THE BORROWERS THAT ARE PARTIES HERETO Dated as of July 16, 2018Credit Agreement • August 9th, 2018 • McClatchy Co • Newspapers: publishing or publishing & printing • California
Contract Type FiledAugust 9th, 2018 Company Industry JurisdictionTHIS CREDIT AGREEMENT, is entered into as of July 16, 2018 by and among the lenders identified on the signature pages hereof (each of such lenders, together with its successors and permitted assigns, is referred to hereinafter as a “Lender”, as that term is hereinafter further defined), WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as administrative agent for each member of the Lender Group and the Bank Product Providers (in such capacity, together with its successors and assigns in such capacity, “Agent”), THE MCCLATCHY COMPANY, a Delaware corporation (“Parent”), the Subsidiaries of Parent identified on the signature pages hereof as “Borrowers”, and those additional entities that hereafter become parties hereto as “Borrowers” in accordance with the terms hereof by executing the form of Joinder attached hereto as Exhibit J-1 (each a “Borrower” and individually and collectively, jointly and severally, the “Borrowers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 21st, 2023 • DiaMedica Therapeutics Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 21st, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 21, 2023, by and among DiaMedica Therapeutics Inc., a corporation existing under the laws of British Columbia, Canada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser,” and collectively, the “Purchasers”). The Company and the Purchasers are sometimes hereinafter referred to each as a “party” and collectively as the “parties.”
EXHIBIT 10.2 STOCK PURCHASE AGREEMENT, DATED AS OF AUGUST 2, 2005,Stock Purchase Agreement • August 5th, 2005 • National Investment Managers Inc. • Investment advice • New York
Contract Type FiledAugust 5th, 2005 Company Industry Jurisdiction