SERVICES AGREEMENT Fund Accounting ServicesServices Agreement • March 3rd, 2003 • Internet Growth Fund Inc • Indiana
Exhibit (h.1) LCM Internet Growth Fund, Inc. 4,000,000 Shares* of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Illinois
Exhibit (k.3) FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of October, 1999, by and between LCM Internet Growth Fund, Inc., a Maryland corporation (hereinafter referred to as the "Company") and...Fund Accounting Servicing Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Wisconsin
Exhibit (k.2) FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of October, 1999, by and between LCM Internet Growth Fund, Inc., a Maryland corporation (hereinafter referred to as the "Company") and...Fund Administration Servicing Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Wisconsin
Exhibit (k.1) STOCK TRANSFER AGENCY AGREEMENT THIS AGREEMENT entered into as of this 15th day of October, 1999 by and between LCM Internet Growth Fund, Inc., a Maryland corporation (the "Company") and Firstar Bank Milwaukee, N.A., a national banking...Stock Transfer Agency Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Wisconsin
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made on December 20, 2005, by and between Foxby Corp., a Maryland corporation (the "Fund") and CEF Advisers, Inc., a Delaware corporation (the "Investment Manager"). WHEREAS the Fund is registered under the...Investment Management Agreement • February 28th, 2006 • Foxby Corp. • New York
Exhibit (j) CUSTODIAN SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of October, 1999, by and between LCM Internet Growth Fund, Inc., a Maryland corporation (hereinafter referred to as the "Company"), and Firstar Bank...Custodian Servicing Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Wisconsin
Exhibit (k.4) FULFILLMENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of October, 1999, by and between LCM Internet Growth Fund, Inc., a corporation organized under the laws of the State of Maryland (hereinafter...Fulfillment Servicing Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc
CUSTODY AGREEMENTCustody Agreement • August 28th, 2018 • Foxby Corp. • New York
THIS CUSTODY AGREEMENT ("Agreement"), dated as of June 1, 2018, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the "Custodian" or "Bank"), and severally and not jointly each Company listed on Appendix B to this Agreement, acting solely with respect to each of its series listed on such Appendix B (each such series a "Fund"), or, if no such series is listed, acting on its own behalf.
AMENDED AND RESTATED SPECIAL CUSTODY and PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • March 1st, 2013 • Foxby Corp. • New York
AGREEMENT (hereinafter "Agreement"), dated as of December 10, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Foxby Corp. (the "Fund"), and BNP Paribas Prime Brokerage, Inc. (the "Counterparty").
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 1st, 2013 • Foxby Corp. • Maryland
AGREEMENT made as of September __, 2012, by and between Foxby Corp., a Maryland corporation (the “Fund”), and Midas Management Corporation, a Delaware corporation (the “Investment Manager”).
Exhibit (h.2) Form of Master Selected Dealer AgreementMaster Selected Dealer Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Illinois
REVOLVING CREDIT AGREEMENT between FOXBY CORP. and THE HUNTINGTON NATIONAL BANK Dated as of June 18, 2018Revolving Credit Agreement • August 28th, 2018 • Foxby Corp. • Ohio
This REVOLVING CREDIT AGREEMENT ("Agreement") is entered into as of the June 18, 2018, by and between FOXBY CORP., a Maryland corporation (the "Borrower"), executing this Agreement on behalf of itself, and, if applicable, on behalf and for the benefit of those investment series set forth on Exhibit 1.1, and THE HUNTINGTON NATIONAL BANK, a national banking association (the "Bank").
Form of Committed Facility AgreementCommitted Facility Agreement • August 29th, 2012 • Foxby Corp. • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Forn Of U.S. PB Agreementu.s. Pb Agreement • August 29th, 2012 • Foxby Corp. • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
Incorporating Master Service Agreement (MSA) No. (Midas Management Corporation- MSA.10/22/2003) between Subscriber Institutional Shareholder Services Inc.Addendum • February 26th, 2016 • Foxby Corp.
*Subscriber may elect to have invoices sent to a third party (see contact info for billing inquiries). If third party declines to pay for service, then Subscriber will be liable for entire payment.
AMENDMENT AGREEMENTu.s. Pb Agreement • March 1st, 2013 • Foxby Corp. • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Foxby Corp. (“Customer”), (the “Agreement”).
FORM OF LCM INTERNET GROWTH FUND, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 28th, 1999 • LCM Internet Growth Fund Inc • Illinois
AMENDMENT AGREEMENTCommitted Facility Agreement • August 31st, 2015 • Foxby Corp. • New York
AMENDMENT AGREEMENT ("Amendment") dated as of July 15, 2015 to the Committed Facility Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Foxby Corp. ("Customer"), as previously amended (the "CFA" or the "Agreement").
SERVICES AGREEMENT Fund Accounting Services Tax Services between FOXBY CORP. and HUNTINGTON ASSETS SERVICES, INC. as of March 1, 2012Services Agreement • August 29th, 2012 • Foxby Corp. • Indiana
AGREEMENT (this “Agreement”), dated as of March 1, 2012, between Foxby Corp., a Maryland Corporation (the “Fund”), and Huntington Asset Services, Inc., a Delaware corporation (“HASI”).
LIQUIDITY AGREEMENTLiquidity Agreement • August 25th, 2016 • Foxby Corp.
THIS LIQUIDITY AGREEMENT, dated as of July 28, 2016 (this "Agreement"), is by and between each FUND LISTED ON SCHEDULE A OF THIS AGREEMENT, acting solely with respect to each of its series listed on such Schedule A, or, if no such series is listed, acting on its own behalf, severally and not jointly (each such series and each registered investment company for which no series is listed, a "Fund"), and STATE STREET BANK AND TRUST COMPANY( "State Street").
August 14, 2002 Mr. Thomas B. Winmill CEF ADVISERS, INC. 11 Hanover Square, 12th Floor New York, NY 10005 Dear Mr. Winmill: This will confirm our agreement whereby American Stock Transfer & Trust Company will provide INTERNET GROWTH FUND, INC. with...Registrar and Stock Transfer Agent Agreement • March 3rd, 2003 • Internet Growth Fund Inc
This will confirm our agreement whereby American Stock Transfer & Trust Company will provide INTERNET GROWTH FUND, INC. with complete Registrar and stock Transfer Agent services as indicated below for the flat monthly fee of $500.00. Please note that our fees cover all services that you require including unlimited transfers, reports and mailings to shareholders. The only additional charges will be reimbursement of out-of-pocket expenses such as postage and stationary. The expense for your 800 telephone number, liquidation of fractional shares, record retention, microfiche, fulfillment of semi and annual report requests, and label production will be absorbed by AST. We guarantee this rate for a period of three years.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 26th, 2018 • Foxby Corp.
THIS AMENDMENT TO CUSTODIAN AGREEMENT (the "Amendment") is made and entered into as of November 20, 2017, by and among EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A (each a "Client"), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company ("State Street").
Exhibit (g) LCM INTERNET GROWTH FUND, INC. INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is entered into as of the 15th day of October, 1999, between LCM Internet Growth Fund, Inc., a Maryland corporation (the "Corporation") and LCM Capital Management,...Investment Advisory Agreement • October 14th, 1999 • LCM Internet Growth Fund Inc • Illinois
April 23, 2010 Midas Family of Funds 11 Hanover Square New York, NY 10005 Attention: John F. Ramirez, Vice President RE: SEVENTH AMENDMENT TO COMMITTED SECURED LEVERAGING FACILITY Ladies and Gentlemen: Pursuant to an amended and restated loan...Committed Secured Leveraging Facility • August 30th, 2010 • Foxby Corp.
EXHIBIT 99.77Q1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of November 20, 2007, by and between Foxby Corp., a Maryland corporation (the "Fund") and CEF Advisers, Inc., a Delaware corporation (the "Investment Manager"). WHEREAS the Fund is...Investment Management Agreement • February 29th, 2008 • Foxby Corp. • Maryland
STATE STREET BANK AND TRUST COMPANY Midas FundsFee Schedule • February 26th, 2018 • Foxby Corp.
Reference is hereby made to (a) the Custodian Agreement (the "Custody Agreement") dated as of April 8, 2002 by and between State Street Bank and Trust Company ("State Street") and each Fund listed on Exhibit A thereto (each, individually, a "Fund" and, collectively, the "Funds"), as such Custody Agreement may be amended, supplemented, restated or otherwise modified from time to time. The parties have entered into this fee schedule ("Fee Schedule") dated December 14, 2017 and effective as of August 1, 2016 (the "Effective Date") in order to memorialize their agreement on the compensation to be paid by the Funds to State Street for the performance of the services specified in the Custody Agreement (the "Services"). This Fee Schedule shall be subject to the terms and conditions of the Custody Agreement as if it were a part thereof. Unless otherwise agreed by the parties, this Fee Schedule shall apply to the provision of the Services to each Fund which is a party or is otherwise subject to
AGREEMENT FOR ILLINOIS STOCK TRANSFER COMPANY SERVICES I. THIS AGREEMENT made this 31st day of March, 2008 by and between the Illinois Stock Transfer Company (hereinafter "ISTC") and Foxby Corp. (hereinafter "the Client"). See accompanying Rider "A"...Stock Transfer Services Agreement • August 21st, 2008 • Foxby Corp.
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 28th, 2018 • Foxby Corp. • Ohio
THIS PLEDGE AND SECURITY AGREEMENT ("Agreement"), dated as of June 18, 2018, between FOXBY CORP., a Maryland corporation (the "Borrower"), executing this Agreement on behalf of itself and on behalf and for the benefit of those investment series set forth on Exhibit 1.1 (the "Fund(s)" and each, a "Fund"), and THE HUNTINGTON NATIONAL BANK, a national banking association ("Bank"). In the event of conflict between the Revolving Credit Agreement and this Agreement, this Agreement shall control.
FIRST AMENDMENT TO CUSTODIAN AGREEMENT THIS FIRST AMENDMENT TO CUSTODIAN AGREEMENT (the "Amendment") is made and entered into as of July 15, 2002 by and among EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A HERETO (each a "Fund") and STATE...Custodian Agreement • March 3rd, 2003 • Internet Growth Fund Inc
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made on July 12, 2002, by and between Internet Growth Fund, Inc., a Maryland corporation (the "Fund") and CEF Advisers, Inc., a Delaware corporation (the "Investment Manager"). WHEREAS the Fund is registered...Investment Management Agreement • March 3rd, 2003 • Internet Growth Fund Inc • New York
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 29th, 2012 • Foxby Corp. • Maryland
AGREEMENT made as of May 15, 2012, by and between Foxby Corp., a Maryland corporation (the “Fund”) and CEF Advisers, Inc., a Delaware corporation (the “Investment Manager”).
AGREEMENT APPOINTING SECURITIES TRANSFER CORPORATION AS TRANSFER AGENT AND REGISTRARTransfer Agent Agreement • August 29th, 2014 • Foxby Corp.
This Agreement is made this 24th day of June, 2014, between Securities Transfer Corporation, a Texas Corporation, and Foxby Corp., a Maryland corporation (the "Company").
April 24, 2009 Midas Family of Funds 11 Hanover Square New York, NY 10005 RE: Sixth Amendment to Committed Secured Leveraging Facility Ladies and Gentlemen: Pursuant to an amended and restated loan agreement dated July 18, 2003 (as amended, the "Loan...Committed Secured Leveraging Facility • August 13th, 2009 • Foxby Corp.
CONTROL AGREEMENTControl Agreement • August 28th, 2018 • Foxby Corp. • Ohio
This Control Agreement (this "Agreement"), dated June 18, 2018, is by and among FOXBY CORP., a Maryland corporation (the "Borrower") executing this Agreement on behalf of itself and on behalf and for the benefit of those investment series set forth in Exhibit A (the "Funds" and each, a "Fund"), THE HUNTINGTON NATIONAL BANK, a national bank ("Bank"), and THE HUNTINGTON NATIONAL BANK, a national bank (the "Custodian").
