Operating Expenses Limitation Sample Contracts

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation • August 18th, 2022 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January 2022, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, INSPIRE (CWM ADVISORS, LLC) (the “Advisor”).

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AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.
Operating Expenses Limitation • October 9th, 2009 • Dominion Funds Inc • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of October 28, 2009 , (the “Effective Date”) and amends and restates that certain Operating Expenses Limitation and Security Agreement effective as of April 3, 2009, and is by and between DOMINION FUNDS, INC., a Texas Corporation (the “Company”), on behalf of the SHEPHERD FUND (the “Fund”) a series of the Company, and the advisor of the Fund, FOXHALL CAPITAL MANAGEMENT , INC. (the “Advisor”).

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NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PLANROCK INVESTMENT MANAGEMENT, LLC
Operating Expenses Limitation • December 19th, 2023 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 18th day of December, 2023, between and among NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of PlanRock Market Neutral Income ETF and PlanRock Alternative Growth ETF (each a “Fund” and collectively the “Funds”), series of the Trust; PLANROCK INVESTMENT MANAGEMENT LLC, advisor of the Funds (the “Advisor”); and STEPHEN HAMMERS, Managing Member of the Advisor.

Sample 1
MODERN CAPITAL FUNDS TRUST OPERATING EXPENSES LIMITATION
Operating Expenses Limitation • February 2nd, 2021 • Modern Capital Funds Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 11th day of December 2020, by and between MODERN CAPITAL FUNDS TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed in Appendix A (each a “Fund” and, collectively, the “Funds”), and Modern Capital Management Co. (the “Adviser”), the investment adviser of the Fund.

Sample 1
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.
Operating Expenses Limitation • January 7th, 2013 • Dominion Funds Inc • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (this “Agreement”) is effective as of the date set forth below (the “Effective Date”), and is by and between DOMINION FUNDS, INC., a Texas corporation (the “Company”), on behalf of FAIRFAX GLOBAL TRENDS FUND and FAIRFAX GOLD AND PRECIOUS METALS FUND (the “Funds”), each a series of the Company, FAIRFAX GLOBAL MARKETS, LLC (“Fairfax”), the proposed advisor of the Fairfax Global Trends Fund and advisor to the Fairfax Gold and Precious Metals Fund.

Sample 1
AMERICAFIRST QUANTITATIVE FUNDS
Operating Expenses Limitation • October 30th, 2020 • Americafirst Quantitative Funds • New York
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FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Between MUTUAL FUND SERIES TRUST and CAMELOT FUNDS, LLC
Operating Expenses Limitation • January 28th, 2016 • Mutual Fund Series Trust

THIS FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “First Amendment”) is made and entered into as of January 25, 2016, by and between MUTUAL FUND SERIES TRUST, (the “Trust”), an Ohio business trust (the “Trust”), on behalf of the Camelot Premium Return Fund and Camelot Excalibur Small Cap Income Fund (the “Funds”), each a series of the Trust, and Camelot Funds, LLC (the “Advisor”), the advisor of the Funds.

Sample 1
FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Between MUTUAL FUND SERIES TRUST and JAG CAPITAL MANAGEMENT LLC
Operating Expenses Limitation • January 28th, 2016 • Mutual Fund Series Trust

THIS FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “First Amendment”) is made and entered into as of January 25, 2016, by and between MUTUAL FUND SERIES TRUST, (the “Trust”), an Ohio business trust (the “Trust”), on behalf of the Jag Large Cap Growth Fund (the “Fund”), a series of the Trust, and JAG Capital Management LLC (the “Advisor”), the advisor of the Fund.

Sample 1
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.
Operating Expenses Limitation • May 4th, 2012 • Dominion Funds Inc • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (this “Agreement”) is effective as of April 5, 2012 (the “Effective Date”), and is by and between DOMINION FUNDS, INC., a Texas corporation (the “Company”), on behalf of FOXHALL GLOBAL TRENDS FUND, FOXHALL GOLD AND PRECIOUS METALS FUND AND FOXHALL ASIAN & EMERGING MARKETS FUND (the “Funds”), each a series of the Company, and the advisor of the Funds, WASHINGTON ASSET MANAGEMENT, LLC (the “Advisor”).

Sample 1
MODERN CAPITAL FUNDS TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION
Operating Expenses Limitation • March 4th, 2021 • Modern Capital Funds Trust • Delaware

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the 11th day of December 2020, by and between MODERN CAPITAL FUNDS TRUST, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust listed in Appendix A (each a "Fund" and, collectively, the “Funds”), and Modern Capital Management Co. (the "Adviser"), the investment adviser of the Fund.

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OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation • January 9th, 2015 • CLA Strategic Allocation Fund • Delaware

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 10th day of November, 2014, by and between CLA Strategic Allocation Fund, a Delaware statutory trust (the “Trust” or the “Fund”) and CLA Asset Management, LLC, the adviser of the Fund (the “Adviser”).

Sample 1
FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Between MUTUAL FUND SERIES TRUST and SIGNALPOINT CAPITAL MANAGEMENT, LLC
Operating Expenses Limitation • January 28th, 2016 • Mutual Fund Series Trust

THIS FIRST AMENDMENT TO OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “First Amendment”) is made and entered into as of January 25, 2016, by and between MUTUAL FUND SERIES TRUST, (the “Trust”), an Ohio business trust (the “Trust”), on behalf of the SignalPoint Global Alpha Fund (the “Fund”), a series of the Trust, and SignalPoint Capital Management, LLC (the “Advisor”), the advisor of the Fund.

Sample 1
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COMPASS EMP FUNDS
Operating Expenses Limitation • March 29th, 2012 • Mutual Fund Series Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 9th day of December, 2011, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the Compass EMP Multi-Asset Balanced Fund, Compass EMP Multi-Asset Growth Fund and Compass EMP Alternative Strategies Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and Compass Advisory Group, LLC (the “Advisor”), the advisor of the Funds.

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