AMENDMENT NO. 1 TO THE SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • July 18th, 2002 • Prime Group Realty Trust • Real estate investment trusts • Illinois
SECURITIES PURCHASE AND EXCHANGE AGREEMENT dated as of March 19, 1999 by and between SUGEN, INC.Securities Purchase and Exchange Agreement • March 29th, 1999 • Sugen Inc • Biological products, (no disgnostic substances) • California
SECURITIES PURCHASE AND EXCHANGE AGREEMENT By and Among Ilera Holdings LLC, a Pennsylvania limited liability company, Mera I LLC, a Maryland limited liability company, Mera II LLC, a Maryland limited liability company, TerrAscend Corp., a corporation...Securities Purchase and Exchange Agreement • November 2nd, 2021 • TerrAscend Corp. • Pennsylvania
This Securities Purchase and Exchange Agreement (this “Agreement”) is entered into on August 1, 2019, by and among TerrAscend Corp., a corporation incorporated under the Ontario Business Corporations Act (“Parent”), WDB Holding PA, Inc. a Delaware corporation (“Buyer”), Ilera Holdings LLC, a Pennsylvania limited liability company (“Holdings”), Mera I LLC, a Maryland limited liability company (“Mera I”), Mera II LLC, a Maryland limited liability company (“Mera II” and, collectively with Holdings and Mera I, “Sellers”), and Osagie Imasogie, as Sellers’ Agent. Parent, Buyer and Sellers are referred to collectively herein as the “Parties.”
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • May 5th, 2020 • New York
INDENTURE, dated as of December 30, 2009, between GMAC INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company”), having its principal office at 200 Renaissance Center, P.O. Box 200, Detroit, Michigan 48265- 2000, and THE BANK OF NEW YORK MELLON, a New York banking corporation duly organized and existing under the laws of the State of New York, as Trustee (herein called the “Trustee”).
Exhibit 1 SECURITIES PURCHASE AND EXCHANGE AGREEMENT ------------------------------------------ This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (this "Agreement"), dated as of December 18, 2001, is entered into between iEntertainment Network, Inc., a...Securities Purchase and Exchange Agreement • December 26th, 2001 • Ientertainment Network Inc • Services-prepackaged software • North Carolina
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • May 25th, 2023 • Volcon, Inc. • Motor vehicles & passenger car bodies • New York
This Securities Purchase and Exchange Agreement (this "Agreement") is dated as of May 19, 2023, between Volcon, Inc., a Delaware corporation (the "Company") and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a "Purchaser" and collectively, the "Purchasers")).
1 EXHIBIT 99.6 SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • February 6th, 1998 • Cerplex Group Inc • Services-computer programming, data processing, etc. • New York
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • December 31st, 2014 • Pressure Biosciences Inc • Laboratory analytical instruments • Massachusetts
This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of December __, 2014, between Pressure BioSciences, Inc., a Massachusetts corporation (the “Company”), and Clayton A. Struve (the “Purchaser”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • October 11th, 2019 • Synthesis Energy Systems Inc • Miscellaneous products of petroleum & coal • New York
This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of October __, 2019, between Synthesis Energy Systems, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • May 7th, 2009 • Liquidmetal Technologies Inc • Chemicals & allied products • New York
SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), dated as of May 1, 2009, among Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • November 9th, 2006 • Inovio Biomedical Corp • Surgical & medical instruments & apparatus • California
This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of September 15, 2006, among INOVIO BIOMEDICAL CORPORATION, a Delaware corporation (the “Company”), the Company’s wholly-owned subsidiary, INOVIO ASIA PTE LTD., a company incorporated in the Republic of Singapore (“IAPL”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”); and
CHINA MEDIA NETWORKS INTERNATIONAL, INC. $2,000,000 6% SENIOR SECURED DEBENTURE DUE JUNE 28, 2008 WARRANTS TO PURCHASE 16,000,000 SHARES OF COMMON STOCK SECURITIES PURCHASE AND EXCHANGE AGREEMENT By and Between CHINA MEDIA NETWORKS INTERNATIONAL, INC....Securities Purchase and Exchange Agreement • August 8th, 2006 • Medical Solutions Management Inc. • Surgical & medical instruments & apparatus • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), dated this 28th day of June, 2006, is made by and between CHINA MEDIA NETWORKS INTERNATIONAL, INC., a Nevada corporation (the “Company”), and VICIS CAPITAL MASTER FUND (the “Purchaser”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENT SECURITIES PURCHASE AND EXCHANGE AGREEMENT (this "AGREEMENT"), dated as of November 8, 1999, between Interactive Magic, Inc., a corporation organized under the laws of the State of North Carolina (the...Securities Purchase and Exchange Agreement • November 15th, 1999 • Interactive Magic Inc /Nc/ • Services-prepackaged software • New York
ContractSecurities Purchase and Exchange Agreement • October 6th, 2009 • Aeolus Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • October 22nd, 2009 • Avantair, Inc • Air transportation, nonscheduled • New York
THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT (“Agreement”) is made as of the 16th day of October, 2009 by and among Avantair, Inc., a Delaware corporation (the “Company”), the existing investors identified as such on the signature pages affixed hereto (each an “Existing Investor” and collectively the “Existing Investors”) and the new investors identified as such on the signature pages affixed hereto (each, a “New Investor” and collectively the “New Investors”). The Existing Investors and the New Investors are collectively referred to herein individually as an “Investor” and collectively as the “Investors.”
CHINA MEDIA NETWORKS INTERNATIONAL, INC. $2,000,000 6% SENIOR SECURED DEBENTURE DUE JUNE 28, 2008 WARRANTS TO PURCHASE 16,000,000 SHARES OF COMMON STOCK SECURITIES PURCHASE AND EXCHANGE AGREEMENT By and Between CHINA MEDIA NETWORKS INTERNATIONAL, INC....Securities Purchase and Exchange Agreement • November 2nd, 2007 • Medical Solutions Management Inc. • Surgical & medical instruments & apparatus • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), dated this 28th day of June, 2006, is made by and between CHINA MEDIA NETWORKS INTERNATIONAL, INC., a Nevada corporation (the “Company”), and VICIS CAPITAL MASTER FUND (the “Purchaser”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • June 7th, 2013 • Starboard Resources, Inc. • Crude petroleum & natural gas • New York
SECURITIES PURCHASE AND EXCHANGE AGREEMENT (as may be amended, restated, supplemented or otherwise modified in accordance herewith and in effect from time to time, this “Agreement”) dated as of June 10, 2011, by and among Starboard Resources LLC, a Delaware limited liability company, with principal offices located at One Stamford Plaza, 15th Floor, Stamford, Connecticut 06901 (the “Company”), Longview Marquis Master Fund, L.P., a British Virgin Islands limited partnership (“LMMF”), Summerview Marquis Fund, L.P., a Delaware limited partnership (“SMF”), Longview Marquis Fund, L.P., a Delaware limited partnership (“Longview”), LMIF Investments, LLC, a Delaware limited liability company (“LMIFI”), SMF Investments, LLC, a Delaware limited liability company (“SMFI”), Summerline Capital Partners, LLC, a Delaware limited liability company (“Summerline” and, together with LMMF, SMF, Longview, LMIFI and SMFI, each a “Summerline Seller” and, collectively, the “Summerline Sellers”), Giddings Oil &
SECURITIES PURCHASE AND EXCHANGE AGREEMENT BY AND AMONG NORTH SHORE ACQUISITION CORP., SUNGDONG INDUSTRIES CO. LTD., HWI YOUNG JUNG AND HONG JUN JUNG DATED AS OF SEPTEMBER 8, 2009Securities Purchase and Exchange Agreement • September 11th, 2009 • North Shore Acquisition Corp. • Blank checks • Delaware
THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT is made and entered into as of September 8, 2009, by and among North Shore Acquisition Corp., a Delaware corporation (“NSAQ”), Sungdong Industries Co. Ltd., a Korean company (“SDI”), Hwi Young Jung (“Stockholder”) and Hong Jun Jung (“Pledgor”). (Each of the above parties, a “Party,” and collectively, the “Parties,” unless the context requires otherwise).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • September 13th, 2022 • Renovare Environmental, Inc. • Services-educational services • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), dated as of September 7, 2022, is by and among Renovare Environmental, Inc., a Delaware corporation with offices located at 80 Red Schoolhouse Road, Suite 101, Chestnut Ridge, New York 10977 (the “Company”), and each of the investors listed on the Schedule of Purchasing Buyers attached hereto (individually, a “Purchasing Buyer” and collectively, the “Purchasing Buyers”) and Schedule of Exchange Buyers attached hereto (individually, an “Exchange Buyer” and collectively, the “Exchange Buyers”). Each Purchasing Buyer and Exchange Buyer are individually referred to herein as a “Buyer” and collectively, the “Buyers”.
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • April 9th, 2021 • Mohawk Group Holdings, Inc. • Electric housewares & fans • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), dated as of April 8, 2021, is by and among Mohawk Group Holdings, Inc., a Delaware corporation with offices located at 37 East 18th Street, 7th Floor, New York, NY 10003 (the “Company”), High Trail Investments SA LLC (“High Trail SA”) and High Trail Investments ON LLC (“High Trail ON”, together with High Trail SA, the “Buyers”, and individually, a “Buyer”).
MEDICAL SOLUTIONS MANAGEMENT INC. $1,266,000 6% SENIOR SECURED DEBENTURES DUE APRIL 17, 2009 WARRANTS TO PURCHASE 8,440,000 SHARES OF COMMON STOCK SECURITIES PURCHASE AND EXCHANGE AGREEMENT By and Among MEDICAL SOLUTIONS MANAGEMENT INC. and THE...Securities Purchase and Exchange Agreement • April 23rd, 2007 • Medical Solutions Management Inc. • Surgical & medical instruments & apparatus • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the "Agreement"), dated this 17th day of April, 2007, is made by and among MEDICAL SOLUTIONS MANAGEMENT INC., a Nevada corporation (the "Company"), and VICIS CAPITAL MASTER FUND ("Vicis") and APOGEE FINANCIAL INVESTMENTS INC. ("Apogee", together with Vicis, the "Purchasers").
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • January 15th, 2010 • Luna Innovations Inc • Services-commercial physical & biological research
THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT, dated as of January 12, 2010 (this “Agreement”), by and between Luna Innovations Incorporated, a Delaware corporation with headquarters located at One Riverside Circle, Suite 400, Roanoke, VA 24016 (the “Company”), and Carilion Clinic, a Virginia non-profit, non-stock corporation (the “Investor”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENT BY AND BETWEEN GEOGLOBAL RESOURCES INC. AND THE ISRAEL LAND DEVELOPMENT COMPANY – ENERGY LTD. DATED AS OF NOVEMBER 21, 2011Securities Purchase and Exchange Agreement • December 1st, 2011 • Israel Land Development Company- Energy Ltd. • Drilling oil & gas wells • Delaware
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • January 14th, 2020 • Interpace Biosciences, Inc. • Surgical & medical instruments & apparatus • Delaware
This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of January 10, 2020, by and among Interpace Biosciences, Inc., a Delaware corporation (the “Company”), 1315 Capital II, L.P., a Delaware limited partnership (including its successors and assigns, “1315 Capital”) and Ampersand 2018 Limited Partnership, a Delaware limited partnership (including its successors and assigns, “Ampersand” and, together with 1315 Capital, the “Purchasers” and each a “Purchaser”).
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • February 22nd, 2008 • Gtrex Capital, Inc. • Services-business services, nec • California
This Securities Purchase and Sale Agreement (“Agreement”) is entered into this 20th day of February 2008 by and between GTREX Capital, Inc., a Delaware company (“the Company”), and Geoffrey Lipman and Daniel Affolter (the “Sellers”).
Holder of 11% Senior Secured Convertible Debenture and WarrantsSecurities Purchase and Exchange Agreement • November 8th, 2019 • Synthesis Energy Systems Inc • Miscellaneous products of petroleum & coal
Reference is made to that certain Securities Purchase and Exchange Agreement, dated October 10, 2019 (“Purchase Agreement”) between Synthesis Energy Systems, Inc. (the “Company”) and the purchasers signatory thereto, including the purchaser signatory hereto (the “Purchaser”) pursuant to which the Purchaser purchased 11% Senior Convertible Debentures due October 24, 2022 (the “Debentures”), Series A Common Stock Purchase Warrants (the “Series A Warrants”) and Series B Common Stock Purchase Warrants (the “Series B Warrants” and collectively with the Series A Warrants, the “Warrants”). Capitalized terms used and not otherwise defined herein that are defined in the Purchase Agreement shall have the meanings given such terms in the Purchase Agreement.
SECURITIES PURCHASE AND EXCHANGE AGREEMENT BY AND AMONG GCA HOLDINGS, L.L.C. THE PURCHASERS NAMED HEREIN M & C INTERNATIONAL BANK OF AMERICA CORPORATION AND THE OTHER PERSONS NAMED HEREIN April 21, 2004Securities Purchase and Exchange Agreement • July 8th, 2004 • Central Credit, LLC • Delaware
THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of April 21, 2004, by and among GCA Holdings, L.L.C., a Delaware limited liability company that shall be converted into a Delaware corporation named GCA Holdings, Inc. as contemplated herein (the “Company”), the Persons listed on the Schedule of Purchasers attached hereto (each, a “Purchaser” and collectively, the “Purchasers”), M&C International, a Nevada corporation (the “Seller”), Bank of America Corporation, a Delaware corporation (“BofA”), and, for purposes of Section 8 hereof and as otherwise expressly set forth herein, Karim Maskatiya and Robert Cucinotta (each, a “Founder” and collectively, the “Founders”). The Company, the Purchasers, the Seller and the Founders are sometimes collectively referred to herein as the “Parties” and individually as a “Party.” Capitalized terms used herein and not otherwise defined herein shall have the meanings given to such terms in Section 9 below.
AMENDMENT AGREEMENT TO THE SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • December 28th, 2009 • Aeolus Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
THIS AMENDMENT AGREEMENT TO THE SECURITIES PURCHASE AND EXCHANGE AGREEMENT (this "Amendment Agreement"), dated as of December 24, 2009 (the "Effective Date"), is made and entered into by and among Aeolus Pharmaceuticals, Inc. (the "Company"), Xmark Opportunity Fund, L.P. ("XLP"), Xmark Opportunity Fund, Ltd. ("XLTD") and Xmark JV Investment Partners, LLC ("XJV" and, together with XLP and XLTD, the "Buyers" and, each individually, a "Buyer"). All defined terms used in this Amendment Agreement but not defined herein shall have the meaning set forth for such terms in that certain Securities Purchase and Exchange Agreement, by and among the Company and the Buyers, dated as of October 6, 2009 (the "Original Agreement").
SECURITIES PURCHASE AND EXCHANGE AGREEMENTSecurities Purchase and Exchange Agreement • March 22nd, 2012 • Phototron Holdings, Inc. • Glass products, made of purchased glass • California
This Securities Purchase and Exchange Agreement (this “Agreement”) is dated as of March 16, 2012 among Phototron Holdings, Inc., a Delaware corporation (the “Company”), Europa International, Inc. (“Europa”), W-Net Fund I, L.P. (“W-Net” and together with Europa, collectively, the “Investors”), each purchaser that executes a counterpart signature page hereto from time to time (together with the Investors, each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”), and W-Net, which will serve as the representative of the Purchasers, and is referred to herein from time to time as the “Purchaser Representative”.
SECURITIES PURCHASE AND EXCHANGE AGREEMENT by and among TSG HOLDINGS CORP., and THE MANAGEMENT INVESTORS NAMED HEREIN Dated as of August 21, 2003Securities Purchase and Exchange Agreement • November 13th, 2003 • Sheridan Group Inc • Delaware
SECURITIES PURCHASE AND EXCHANGE AGREEMENT By and Between THE AMACORE GROUP, INC. and VICIS CAPITAL MASTER FUND December 31, 2008Securities Purchase and Exchange Agreement • January 7th, 2009 • Amacore Group, Inc. • Services-business services, nec • New York
This SECURITIES PURCHASE AND EXCHANGE AGREEMENT (the “Agreement”), effective as of this 31st day of December, 2008, is made by and between THE AMACORE GROUP, INC., a Delaware corporation (the “Company”), and VICIS CAPITAL MASTER FUND (the “Purchaser”), a series of the Vicis Capital Master Trust, a trust formed under the laws of the Cayman Islands.
SECURITIES PURCHASE AND EXCHANGE AGREEMENT BY AND BETWEEN GEOGLOBAL RESOURCES INC. AND THE ISRAEL LAND DEVELOPMENT COMPANY – ENERGY LTD. DATED AS OF NOVEMBER 21, 2011Securities Purchase and Exchange Agreement • November 23rd, 2011 • Geoglobal Resources Inc. • Drilling oil & gas wells • Delaware
THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT, dated as of November 21, 2011 (this “Agreement”), is made by and between GeoGlobal Resources Inc., a Delaware corporation (the “Company”), and The Israel Land Development Company – Energy Ltd., a company incorporated in Israel (“ILDE”).
AGREEMENTSecurities Purchase and Exchange Agreement • June 11th, 2013 • Starboard Resources, Inc. • Crude petroleum & natural gas • New York
This AGREEMENT (this “Agreement”) is made effective as of _______________ 2012 by and among STARBOARD RESOURCES, INC., a Delaware corporation (the “Company”), and LONGVIEW MARQUIS MASTER FUND, L.P., a British Virgin Islands limited partnership (“LMMF”), SUMMERVIEW MARQUIS FUND, L.P., a Delaware limited partnership (“SMF”), LONGVIEW MARQUIS FUND, L.P., a Delaware limited partnership (“Longview”), LMIF INVESTMENTS, LLC, a Delaware limited liability company (“LMIFI”), SMF INVESTMENTS, LLC, a Delaware limited liability company (“SMFI”), and SUMMERLINE CAPITAL PARTNERS, LLC, a Delaware limited liability company (“Summerline” and, together with LMMF, SMF, Longview, LMIFI and SMFI, each a “Summerline Party” and, collectively, the “Summerline Parties”).
