COMMON STOCK PURCHASE WARRANT INTERPACE DIAGNOSTICS GROUP, INC.Common Stock Purchase Warrant • June 21st, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2017 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Cede & Co. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 21, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”: provided, however, that if such date is not a Trading Day, the Termination Date shall be the immediately following Trading Day) but not thereafter, to subscribe for and purchase from Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), up to _______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a secu
R&G Draft of 10/20/99 __________ Shares PROFESSIONAL DETAILING, INC. COMMON STOCK, $.01 PAR VALUE UNDERWRITING AGREEMENT November __, 1999Underwriting Agreement • December 16th, 1999 • Professional Detailing Inc • Services-business services, nec • New York
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INTRODUCTIONRegistration Rights Agreement • May 26th, 1999 • Professional Detailing Inc • Services-business services, nec • Delaware
Contract Type FiledMay 26th, 1999 Company Industry Jurisdiction
INTERPACE DIAGNOSTICS GROUP, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [ ], 20__ Subordinated SecuritiesIndenture • October 5th, 2018 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 5th, 2018 Company Industry JurisdictionIndenture, dated as of [●], 20__, among Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), and [Trustee], as trustee (the “Trustee”):
Interpace Diagnostics Group, Inc. 9,333,334 Shares of Common Stock (par value $0.01 per share) Underwriting AgreementUnderwriting Agreement • January 29th, 2019 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 29th, 2019 Company Industry JurisdictionInterpace Diagnostics Group, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 9,333,334 shares of its common stock, par value $0.01 per share (the “Shares”). The 9,333,334 Shares to be sold by the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters an option to purchase up to an additional 1,400,000 Shares as provided in Section 2. The additional 1,400,000 Shares that may be sold by the Company pursuant to such option are collectively called the “Optional Shares.” The Firm Shares and, if and to the extent such option is exercised, the Optional Shares, are collectively called the “Offered Shares.” H.C. Wainwright & Co., LLC (“Wainwright”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Offered
OFFICE LEASE BETWEENOffice Lease • February 13th, 1998 • Professional Detailing Inc • New Jersey
Contract Type FiledFebruary 13th, 1998 Company Jurisdiction
AMONGMerger Agreement • May 26th, 1999 • Professional Detailing Inc • Services-business services, nec • Delaware
Contract Type FiledMay 26th, 1999 Company Industry Jurisdiction
PREFUNDED COMMON STOCK PURCHASE WARRANT INTERPACE DIAGNOSTICS GROUP, INC.Warrant Agreement • June 21st, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2017 Company Industry JurisdictionThis Warrant is issued pursuant to (i) the Underwriting Agreement, dated as of _______, 2017, between the Company and Maxim Group LLC (the “Underwriting Agreement”) and (ii) the Company’s Registration Statement on Form S-1 (file No. 333-218140). This Warrant is one of a series of warrants containing substantially identical terms and conditions issued pursuant to the Underwriting Agreement (collectively, the “Warrants”).
par value $0.01 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • November 2nd, 2015 • Pdi Inc • Services-business services, nec • New York
Contract Type FiledNovember 2nd, 2015 Company Industry JurisdictionPDI, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
WITNESSETH: -----------Employment Agreement • March 30th, 1998 • Professional Detailing Inc • Services-business services, nec • New Jersey
Contract Type FiledMarch 30th, 1998 Company Industry Jurisdiction
ContractSecurities Agreement • October 12th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 12th, 2017 Company Industry JurisdictionTHIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN “ACCREDITED INVESTOR” AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT OR OTHER LOAN SECURED BY SUCH SECURITIES
Interpace Diagnostics Group, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of June 21, 2017 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 21st, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2017 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of June 21, 2017 (the “Agreement”), between Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
EXHIBIT 10.13 EXCLUSIVE LICENSE AGREEMENT FOR TOSTREX(TM)Exclusive License Agreement • March 11th, 2003 • Pdi Inc • Services-business services, nec • New York
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Exhibit 10.6 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made as of the 1st day of May, 2001, by and among PDI, INC., a Delaware corporation (the "Company"), having its principal place of business at 10...Employment Agreement • March 13th, 2002 • Professional Detailing Inc • Services-business services, nec • New Jersey
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EXHIBIT 10.7Security and Pledge Agreement • March 4th, 1999 • Professional Detailing Inc • Services-business services, nec • New Jersey
Contract Type FiledMarch 4th, 1999 Company Industry Jurisdiction
STUART CASS,Asset Purchase Agreement • August 31st, 2004 • Pdi Inc • Services-business services, nec • Delaware
Contract Type FiledAugust 31st, 2004 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT INTERPACE DIAGNOSTICS GROUP, INC.Common Stock Purchase Warrant • January 20th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledJanuary 20th, 2017 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), up to _____________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT 10.11 ================================================================= =============== $60,000,000 REVOLVING CREDIT FACILITY CREDIT AGREEMENTRevolving Credit Facility • March 13th, 2002 • Professional Detailing Inc • Services-business services, nec • New York
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UNDERWRITER COMMON STOCK PURCHASE WARRANT Interpace Diagnostics Group, Inc.Underwriter Common Stock Purchase Warrant • January 29th, 2019 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 29th, 2019 Company Industry JurisdictionTHIS UNDERWRITER COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_____] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until on or prior to 5:00 p.m. (New York City time) on January 29, 2022 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), up to [___] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to the Underwriting Agreement.
PDI, Inc. INDENTURE Dated as of DEBT SECURITIES TrusteeIndenture • May 19th, 2011 • Pdi Inc • Services-business services, nec • Delaware
Contract Type FiledMay 19th, 2011 Company Industry JurisdictionWHEREAS, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debentures, notes, bonds or other evidences of indebtedness (the “Securities”) in an aggregate principal amount of up to ________________ to be issued from time to time in one or more series as provided in this Indenture; and
Exhibit 10.9 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made as of the 1st day of May, 2001, by and among PDI, INC., a Delaware corporation (the "Company"), having its principal place of business at 10...Employment Agreement • March 13th, 2002 • Professional Detailing Inc • Services-business services, nec • New Jersey
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SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 20th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 20th, 2017 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 20, 2017, between Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 3rd, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 3rd, 2017 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 3, 2017, between Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
WITNESSETH: -----------Employment Agreement • March 30th, 1998 • Professional Detailing Inc • Services-business services, nec • New Jersey
Contract Type FiledMarch 30th, 1998 Company Industry Jurisdiction
INTERPACE DIAGNOSTICS GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 21st, 2017 Company Industry JurisdictionInterpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of: (i) 9,900,000 shares (“Firm Shares”) of the Company’s common stock, $0.01 par value per share (“Shares”), (ii) warrants to purchase 12,500,000 Shares at an exercise price equal to $1.25 per share (“Base Warrants”), and (iii) warrants to purchase 2,600,000 Shares at an exercise price equal to $0.01 per share (“Pre-Funded Warrants”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Each Firm Share shall be sold together with a Base Warrant to purchase one Share; or, alternatively, each Pre-Funded Warrant shall be sold, in lieu of a Share, together with a Base Warrant to purchase one Share. Such Base Warrants and Pre-Funded Warrants are hereinafter collectively called the “Firm Warrants,” a
COMMON STOCK EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 20th, 2019 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 20th, 2019 Company Industry JurisdictionInterpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Oppenheimer & Co. Inc., as follows:
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 22nd, 2020 • Interpace Biosciences, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledApril 22nd, 2020 Company Industry JurisdictionTHIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of November 13, 2018 (the “Effective Date”), by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) INTERPACE DIAGNOSTICS GROUP, INC., a Delaware corporation (“IDG”), (ii) INTERPACE DIAGNOSTICS CORPORATION, a Delaware corporation (“IDC”), and (iii) INTERPACE DIAGNOSTICS, LLC, a Delaware limited liability company (“IDLLC”) (IDG, IDC and IDLLC are hereinafter jointly and severally, individually and collectively “Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
SECURITY AGREEMENTSecurity Agreement • May 11th, 2021 • Interpace Biosciences, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMay 11th, 2021 Company Industry JurisdictionThis SECURITY AGREEMENT, dated as of January 7, 2021 (as amended, supplemented or otherwise modified from time to time in accordance with the provisions hereof, this “Agreement”), is made by INTERPACE BIOSCIENCES, INC., a Delaware corporation (the “Grantor”), in favor of Ampersand 2018 Limited Partnership, a Delaware limited partnership, in its capacity as collateral agent pursuant to the Notes (as hereinafter defined), as secured party (in such capacity, the “Secured Party”).
INTERPACE DIAGNOSTICS GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 13th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
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INTERPACE BIOSCIENCES, INC. INDEMNIFICATION AGREEMENTIndemnification Agreement • January 17th, 2020 • Interpace Biosciences, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledJanuary 17th, 2020 Company Industry JurisdictionThis Indemnification Agreement (“Agreement”) is effective as of January __, 2020, by and between Interpace Biosciences, Inc., a Delaware corporation (the “Company” or “Interpace”), and [ ] (“Indemnitee”).
Exhibit 10.11 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made as of the 5th day of January 2004, by and among PDI, INC., a Delaware corporation (the "Company"), having its principal place of business at 10 Mountainview Road,...Employment Agreement • March 4th, 2004 • Pdi Inc • Services-business services, nec • New Jersey
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Jack E. Stover President and Chief Executive Officer Morris Corporate Center 1, Building A 300 Interpace Parkway Parsippany, NJ 07054 Dear Mr. Stover:Placement Agent Agreement • January 20th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 20th, 2017 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Interpace Diagnostics Group, Inc., a Delaware corporation (the “Company”), that Maxim shall serve as the placement agent for the Company, on a best efforts basis, in connection with the proposed placement (the “Placement”) of an aggregate of 855,000 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (“Common Stock”), pursuant to an effective registration statement under the Securities Act of 1933, as amended (the “Securities Act”), and warrants (the “Warrants”) to purchase an aggregate of 855,000 shares of Common Stock (the “Warrant Shares”) pursuant to an exemption from the registration requirements of Section 5 of the Securities Act contained in Section 4(a)(2) thereof and/or Regulation D thereunder. The Shares, Warrants and Warrant Shares are hereinafter referred to collectively as the “Securities.” The terms of the Placement and the Secu
WARRANT EXERCISE AGREEMENTWarrant Exercise Agreement • October 12th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledOctober 12th, 2017 Company IndustryThis Warrant Exercise Agreement (this “Agreement”), dated as of October 12, 2017, is by and between Interpace Diagnostics Group, Inc. a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) of warrants to purchase shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”).
EXHIBIT 10.11Employment Agreement • March 11th, 2003 • Pdi Inc • Services-business services, nec • New Jersey
Contract Type FiledMarch 11th, 2003 Company Industry Jurisdiction
CREDIT AND SECURITY AGREEMENT by and among INTERPACE DIAGNOSTICS GROUP, INC., INTERPACE DIAGNOSTICS CORPORATION, INTERPACE DIAGNOSTICS, LLC AND ANY ADDITIONAL ENTITY THAT MAY HEREAFTER BE ADDED AS A BORROWERCredit and Security Agreement • October 4th, 2016 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 4th, 2016 Company Industry JurisdictionTHIS CREDIT AND SECURITY AGREEMENT (the “Agreement”) dated as of September 28, 2016, is entered into by and among INTERPACE DIAGNOSTICS GROUP, INC., a Delaware corporation (“Interpace”), INTERPACE DIAGNOSTICS CORPORATION, a Delaware corporation (“IDC”), and INTERPACE DIAGNOSTICS, LLC, a Delaware limited liability company (“IDL”), and any additional borrower that may hereafter be added to this Agreement (together with Interpace, IDG, and IDL, individually and/or collectively, “Borrower” and/or “Borrowers”), and SCM SPECIALTY FINANCE OPPORTUNITIES FUND, L.P., a Delaware limited partnership (the “Lender”).