High Income Securities Fund Sample Contracts

CUSTODY AGREEMENT
Custody Agreement • November 23rd, 2020 • High Income Securities Fund • Minnesota

THIS AGREEMENT is made and entered into as of the last day written below, by and between HIGH INCOME SECURITIES FUND, a Massachusetts business trust, (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).

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TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • November 23rd, 2020 • High Income Securities Fund • Wisconsin

THIS AGREEMENT (“Agreement”) is made and entered into as of the last day written below, by and between HIGH INCOME SECURITIES FUND, a Massachusetts business trust, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

PUTNAM HIGH INCOME SECURITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, on this 19th day of September, 2014, hereby amends and restates in...
Agreement and Declaration • October 29th, 2014 • Putnam High Income Securities Fund

PUTNAM HIGH INCOME SECURITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, on this 19th day of September, 2014, hereby amends and restates in its entirety the Agreement and Declaration of Trust dated January 24, 2014, as heretofore amended, by the Trustees hereunder and by the holders of shares of beneficial interest issued hereunder as hereinafter provided. WITNESSETH that WHEREAS, this Trust has been formed to carry on the business of an investment company; and WHEREAS, the Trustees have agreed to manage all property coming into their hands as trustees of a Massachusetts voluntary association with transferable shares in accordance with the provisions hereinafter set forth; NOW, THEREFORE, the Trustees hereby declare that they will hold all cash, securities and other assets, which they may from time to time acquire in any manner as Trustees hereunder, IN TRUST to manage and disp

SERVICING AGREEMENT
Servicing Agreement • November 23rd, 2020 • High Income Securities Fund • New York

THIS SERVICING AGREEMENT (this “Agreement”) is made and entered into as of the last day written below, by and between HIGH INCOME SECURITIES FUND, a Massachusetts business trust, (the “Fund”), and U.S. BANCORP FUND SERVICES, LLC, (“USBFS”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • August 26th, 2021 • High Income Securities Fund • New York

This Subscription Agent Agreement (the “Agreement”) is entered into as of this 24 day of June, 2021 (the “Effective Date”), by and between, High Income Securities, organized and existing under the laws of U.S. Bancorp Global Fund Services (the “Corporation”), and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Edgewood, New York (“Broadridge”).

TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT
Agency and Registrar Services Agreement • April 16th, 2024 • High Income Securities Fund

THIS TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Agreement”), dated as of February 6, 2023 (the “Effective Date”), is entered into by and between High Income Securities Fund, a Massachusetts business trust (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties”; each, the “Party”).

INFORMATION AGENT LETTER OF AGREEMENT
Letter of Agreement • July 2nd, 2024 • High Income Securities Fund

This Letter of Agreement sets forth the terms and conditions under which High Income Securities Fund, Inc. (PCF) agrees to retain InvestorCom LLC (“ICOM”) as Information Agent during its Rights Offering (the Offer). The term of the Agreement shall be the term of the Offer, including extensions thereof.

Contract
Letter of Agreement • August 26th, 2021 • High Income Securities Fund
SUBSCRIPTION AND INFORMATION AGENT AGREEMENT
Subscription and Information Agent Agreement • November 23rd, 2020 • High Income Securities Fund • New York

This Subscription and Information Agent Agreement (the “Agreement”) is entered into as of this 29 day of July 2020 (the “Effective Date”), by and between, the High Income Securities Fund, organized and existing under the laws of Massachusetts a business trust, and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Edgewood, New York (“Broadridge”).

INFORMATION AGENT LETTER OF AGREEMENT
Letter of Agreement • November 23rd, 2020 • High Income Securities Fund

This Letter of Agreement sets forth the terms and conditions under which High Income Securities Fund (PCF) agrees to retain InvestorCom LLC ("ICOM") as Information Agent during its Rights Offering (the Offer). The term of the Agreement shall be the term of the Offer, including extensions thereof.

PUTNAM IDGH INCOME SECURITIES FUND AMENDMENT NO. 1
Agreement and Declaration of Trust • November 23rd, 2020 • High Income Securities Fund

The undersigned, a duly elected and qualified Trustee of Putnam High Income Securities Fund (the "Trust''), a Massachusetts business trust organized and existing under the laws of the Commonwealth of Massachusetts pursuant to an Agreement and Declaration of Trust dated July 7, 1988, as amended and restated in its entirety most recently by the Amended and Restated Agreement and Declaration of Trust dated the 19th day of September, 2014, does hereby further amend on this 13th day of July, 2018, Article I, Section 1 of the Amended and Restated Agreement and Declaration of Trust by striking out said Section in its entirety and inserting in lieu thereof the following:

SUBSCRIPTION AND RIGHTS AGENT AGREEMENT
Subscription and Rights Agent Agreement • July 2nd, 2024 • High Income Securities Fund • New York

This Subscription and Rights Agent Agreement (the “Agreement”) is entered into as of this ____day of [_____](the “Effective Date”) by and between, [CLIENT], organized and existing under the laws of [____] (the “Company”), and Broadridge Corporate Issuer Solutions, LLC, a Company having its principal offices in Edgewood, New York (“Broadridge”).

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