WITNESSETH:Management Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii
EXHIBIT j.1 CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of ____________, 2003, between NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II, a closed-end management investment company organized under the laws of the Commonwealth of Massachusetts and...Custodian Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
EXHIBIT h.1 Nicholas-Applegate Convertible & Income Fund II [ ] Common Shares of Beneficial Interest Par Value $0.00001 per Share UNDERWRITING AGREEMENT UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
BROKER-DEALER]Broker-Dealer Agreement • September 22nd, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
EXHIBIT k.1 TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of July , 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II, a Massachusetts business trust (the "Fund"). W...Transfer Agency Services Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii
EXHIBIT k.4 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II AUCTION AGENCY AGREEMENTAuction Agency Agreement • September 22nd, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
Exhibit a.2 PAFM - NICHOLAS-APPLEGATE/NFJ CONVERTIBLE & INCOME FUND (now known as Nicholas-Applegate Convertible & Income Fund II) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • June 9th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • Massachusetts
EXHIBIT h.4 ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
EXHIBIT p. NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II Subscription Agreement This Agreement made as of July 16, 2003, by and between Nicholas- Applegate Convertible & Income Fund II, a Massachusetts business trust (the "Fund"), and Allianz...Subscription Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii
ARTICLE 1Nicholas Applegate Convertible & Income Fund Ii • July 25th, 2003
Exhibit h.5 Master Agreement Among Underwriters UBS Securities LLC 299 Park Avenue New York, New York 10171-0026 Ladies and Gentlemen: We hereby agree that this Master Agreement Among Underwriters (this "Agreement") will apply to our participation in...Master Agreement • September 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
AGIC CONVERTIBLE & INCOME FUND II UP TO 9,600,000 COMMON SHARES CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 6th, 2012 • AGIC Convertible & Income Fund II • New York
AGIC Convertible & Income Fund II, a Massachusetts business trust (formerly, Nicholas-Applegate Convertible & Income Fund II) (the “Fund”), and Allianz Global Investors Fund Management LLC, a Delaware limited liability company (formerly, PIMCO Advisors Fund Management LLC) (the “Manager”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
WITNESSETH:Investment Management Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii
EXHIBIT k.2 ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENT AGREEMENT made this 16th day of July, 2003, by and between NICHOLAS- APPLEGATE CONVERTIBLE & INCOME FUND II, a Massachusetts business trust (the "Fund"), and PIMCO ADVISORS FUND...Organizational and Offering Expenses Reimbursement Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii
AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AllianzGI Convertible & Income Fund IIInvestment Management Agreement • September 6th, 2018 • AllianzGI Convertible & Income Fund II
This Amended and Restated Investment Management Agreement, dated October 1, 2016 (the “Agreement”), by and between AllianzGI Convertible & Income Fund II (formerly known as Nicholas-Applegate Convertible & Income Fund II), a Massachusetts business trust (the “Fund”), and Allianz Global Investors U.S. LLC, a Delaware limited liability company (the “Manager”), amends and restates the Investment Management Agreement, dated as of July I6, 2003 (the “Prior Agreement”), between the Fund and PIMCO Advisors Fund Management LLC (predecessor in interest to Allianz Global Investors Fund Management LLC (“AGIFM”)).
AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Convertible & Income Fund IIPortfolio Management Agreement • July 16th, 2013 • AllianzGI Convertible & Income Fund II
This Amended and Restated Portfolio Management Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC (formerly known as PIMCO Advisors Fund Management LLC), a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U.S. LLC (formerly known as Allianz Global Investors Capital LLC), a Delaware limited liability company (the “Portfolio Manager”), amends and restates the Portfolio Management Agreement dated July 16, 2003 (the “Prior Agreement”), by and between the Manager and Nicholas-Applegate Capital Management LLC, a Delaware limited liability company (“NACM”).
EXHIBIT j.2 ACCOUNTING AGENCY AGREEMENT --------------------------- THIS ACCOUNTING AGENCY AGREEMENT is made as of ___________, 2003, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York...Accounting Agency Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
EXHIBIT k.3 SHAREHOLDER SERVICING AGREEMENT SHAREHOLDER SERVICING AGREEMENT (the "Agreement"), dated as of [ ], 2003, between PIMCO Advisors Fund Management LLC ("PIMCO Advisors") and UBS Securities LLC ("UBS Securities"). WHEREAS, Nicholas-Applegate...Shareholder Servicing Agreement • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • New York
VIRTUS ALLIANZGI CONVERTIBLE & INCOME FUND II INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 14th, 2021 • Virtus AllianzGI Convertible & Income Fund II • Massachusetts
THIS AGREEMENT, effective as of the 1st day of February, 2021 by and between Virtus AllianzGI Convertible & Income Fund II, a Massachusetts business trust (the “Fund”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
CUSTODIAN AGREEMENTCustodian Agreement • August 15th, 2018 • AllianzGI Convertible & Income Fund II • Massachusetts
This Agreement is made as of the 23rd day of January, 2017 and effective as of February 1, 2017, between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, the “Trust”), and State Street Bank and Trust Company, a Massachusetts trust company (“State Street”).
EXHIBIT a.3 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • July 25th, 2003 • Nicholas Applegate Convertible & Income Fund Ii • Massachusetts
SUPPORT SERVICES AGREEMENTSupport Services Agreement • November 30th, 2012 • AGIC Convertible & Income Fund II • New York
AGREEMENT made this 4th day of April, 2012, by and between Allianz Global Investors Distributors LLC, a Delaware limited liability company (“AGID”) and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with AGID severally and neither jointly nor jointly and severally with any other Fund.
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • June 2nd, 2020 • AllianzGI Convertible & Income Fund II • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of May 28, 2020 by and between AllianzGI Convertible & Income Fund II, a diversified closed-end management investment company, (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
ALLIANZGI CONVERTIBLE & INCOME FUND II 4,360,000 Shares of 5.50% Series A Cumulative Preferred Shares UNDERWRITING AGREEMENTAllianzGI Convertible & Income Fund II • September 6th, 2018 • New York
TENDER OFFER AGREEMENTTender Offer Agreement • June 28th, 2018 • AllianzGI Convertible & Income Fund II • New York
This Agreement (“Agreement”) is made and entered into as of the 18th day of June, 2018, by and among AllianzGI Convertible & Income Fund (“NCV”), AllianzGI Convertible & Income Fund II (“NCZ” and, together with NCV, each, a “Fund” and, together, the “Funds”), Allianz Global Investors U.S. LLC (“AllianzGI U.S.” and, together with the Funds, the “Fund Parties”) and WFC Holdings, LLC (“ARPS Holder”).
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePafm Nicholas Applegate NFJ Convertible & Income Fund • April 23rd, 2003
FORM OF ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 6th, 2018 • AllianzGI Convertible & Income Fund II
This Addendum (this “Addendum”), is made as of September , 2018, by and between AllianzGI Convertible & Income Fund II, a Massachusetts business Trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
SEVENTH AMENDED AND RESTATED BYLAWS OF ALLIANZGI CONVERTIBLE & INCOME FUND II (Amended and Restated as of October 7, 2015) ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICEAllianzGI Convertible & Income Fund II • May 30th, 2018
The Moody’s Discount Factor applied to residential mortgage pass-throughs (including private-placement mortgage pass-throughs) shall be determined by reference to the coupon paid by such security in accordance with the table set forth below.
NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND II AMENDMENT NO. 1 TO THE SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • November 30th, 2012 • AGIC Convertible & Income Fund II
The undersigned, being at least a majority of the Trustees of Nicholas-Applegate Convertible & Income Fund II (the “Trust”), hereby amend the Trust’s Second Amended and Restated Agreement and Declaration of Trust dated July 16, 2003 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
AGIC CONVERTIBLE & INCOME FUND II AMENDMENT NO. 2 to THE SECOND AMENDED AND RESTATED DECLARATION OF TRUSTAllianzGI Convertible & Income Fund II • May 20th, 2013
The undersigned, being at least a majority of the duly elected and qualified Trustees of AGIC Convertible & Income Fund II (the “Trust”), a Massachusetts business trust organized and existing under the laws of the Commonwealth of Massachusetts, hereby amend the Trust’s Second Amended and Restated Agreement and Declaration of Trust dated July 16, 2003, as amended, (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
EXHIBIT h.3 Master Agreement Among Underwriters UBS Securities LLC 299 Park Avenue New York, New York 10171-0026 Ladies and Gentlemen: We hereby agree that this Master Agreement Among Underwriters (this "Agreement") will apply to our participation in...Nicholas Applegate Convertible & Income Fund Ii • July 25th, 2003 • New York
