WARRANT TO PURCHASE PREFERRED STOCK Issuer: CYTOMX THERAPEUTICS, INC., a Delaware corporation Number of Shares: 1,940,319 Shares (or as otherwise determined in Section 1 below) Class of Stock: Series B-1 Preferred Stock, $0.00001 par value Exercise...Warrant to Purchase Preferred Stock • August 28th, 2015 • CytomX Therapeutics, Inc. • Pharmaceutical preparations • California
THIS WARRANT CERTIFIES THAT, for the agreed upon value of $1.00 and for other good and valuable consideration, including the execution and delivery of that certain Master Loan and Security Agreement No. CYTOX, dated as of May 31, 2012, (the “Loan”), this Warrant is issued to ATEL VENTURES, INC., in its capacity as Trustee for its assignee affiliated funds identified in that certain Amendment and Restatement of Inter-Company Trust Agreement for Warrants dated as of January 1, 2007, as amended by Amendment No. 1 dated as of March 15, 2010, and as may be further amended and restated from time to time, and deemed effective as of July 20, 2004 (“Holder”), by CYTOMX THERAPEUTICS, INC., a Delaware corporation (the “Company”).
ContractWarrant to Purchase Preferred Stock • August 14th, 2013 • Chegg, Inc • Services-educational services • California
THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR ANY STATE SECURITIES LAWS. NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT (i) EFFECTIVE REGISTRATION STATEMENTS RELATED THERETO, (ii) AN OPINION OF COUNSEL OR OTHER EVIDENCE, REASONABLY SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATIONS ARE NOT REQUIRED, (iii) RECEIPT OF NO-ACTION LETTERS FROM THE APPROPRIATE GOVERNMENTAL AUTHORITIES, OR (iv) OTHERWISE COMPLYING WITH THE PROVISIONS OF SECTION 8 OF THIS WARRANT.
RELYPSA, INC. WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • September 27th, 2013 • Relypsa Inc • Pharmaceutical preparations • California
This Warrant is being issued as one of a series of warrants (the “Warrants”) pursuant to the terms of that certain Note and Warrant Purchase and Voting Agreement, dated as of [Date], 2010 and as amended from time to time, by and among the Company and the persons and entities named on the Schedule of Purchasers attached thereto (the “Purchase Agreement”), whereby Holder has purchased a convertible promissory note (“Note”) in the principal amount of $[Loan Amount] (“Note Amount”). The aggregate number of Exercise Shares that Holder may purchase by exercising this warrant is equal to the quotient of (i) twenty percent (20%) of the Note Amount divided by (ii) the applicable Exercise Price, subject to adjustment as provided herein.
SEASTAR MEDICAL, INC. AMENDMENT TO WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • September 21st, 2022 • LMF Acquisition Opportunities Inc • Surgical & medical instruments & apparatus • Delaware
THIS AMENDMENT TO THE WARRANT TO PURCHASE PREFERRED STOCK (this “Amendment”) is made and entered into as of [ ], 2022 by and between SeaStar Medical, Inc., a Delaware corporation (the “Company”) and the holder set forth on the signature page hereto (the “Holder”).
WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • June 12th, 2018 • Bloom Energy Corp • Electrical industrial apparatus • California
THIS WARRANT CERTIFIES THAT, for the agreed upon value of $1.00 and for other good and valuable consideration, including the execution and delivery of that certain Master Loan and Security Agreement No. BLOOX, dated as of December 31 , 2012, (the “Loan Agreement” and each loan thereunder, a “Loan”), this Warrant is issued to ATEL VENTURES, INC., in its capacity as Trustee for its assignee affiliated funds identified in that certain Amendment and Restatement of Inter-Company Trust Agreement for Warrants dated as of January 1,2007, as amended by Amendment No. 1 dated as of March 15,2010, and as may be further amended and restated from time to time, and deemed effective as of July 20,2004 (“Holder”), by BLOOM ENERGY CORPORATION, a Delaware corporation (the “Company”).
CHANNELADVISOR CORPORATION WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • December 19th, 2012 • Channeladvisor Corp • Services-prepackaged software • Delaware
THIS CERTIFIES THAT, for value received, or assigns (the “Holder”), is entitled to subscribe for and purchase from CHANNELADVISOR CORPORATION, a Delaware corporation, (the “Company”) the Exercise Shares at the Exercise Price (each subject to adjustment as provided herein). This Warrant is being issued as one of a series of warrants (the “Warrants”) pursuant to the terms of the Note and Warrant Purchase Agreement, dated May 30, 2008 by and among the Company and the Purchasers (as defined therein), as amended and restated on , 2008 (the “Purchase Agreement”). Unless indicated otherwise, the aggregate number of Exercise Shares that Holder may purchase by exercising this warrant is equal to the quotient of (A) the product of (i) ten percent (10%) multiplied by (ii) such Holder’s Loan Amount (as defined in the Purchase Agreement), divided by (B) the Exercise Price.
AMENDMENT OF WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • September 23rd, 2013 • Biocept Inc • Services-medical laboratories
This Amendment of Warrant to Purchase Preferred Stock is entered into as of September 13, 2013 between Biocept, Inc., a Delaware corporation (“Biocept”) and (the “Holder”) with respect to each and every Warrant to Purchase Preferred Stock (collectively referred to herein in the singular as the “Warrant”) issued by Biocept’s predecessor Biocept, Inc., a California corporation, to the Holder under the Note and Warrant Purchase Agreement dated as of January 13, 2012 and any and all amendments of such Note and Warrant Purchase Agreement.
ContractWarrant to Purchase Preferred Stock • August 30th, 2007 • ARYx Therapeutics, Inc. • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE CORPORATION AND ITS COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED.
AUXOGYN, INC. WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • October 15th, 2019 • Progyny, Inc. • Services-misc health & allied services, nec • California
This Warrant is being issued pursuant to the terms of the Note and Warrant Purchase Agreement, dated December 19, 2014, by and among the Company, the Holder, and certain other Investors set forth on Exhibit A therein (as the same may be amended from time to time, the “Purchase Agreement”). Capitalized terms used but not defined or otherwise provided for in this Warrant shall have the meanings ascribed to them in the Purchase Agreement.
WARRANT TO PURCHASE PREFERRED STOCKWarrant to Purchase Preferred Stock • February 22nd, 2010 • Reply! Inc • California
THIS WARRANT CERTIFIES THAT, for the agreed upon value of $1.00 and for other good and valuable consideration, including the execution and delivery of that certain Amendment No. 1 dated as of January 20, 2009 to Master Security Agreement and Promissory Note No. 1 dated as of September 12, 2007 (the “Amended Loan”), this Warrant is issued to ATEL VENTURES, INC., in its capacity as Trustee for its assignee affiliated funds identified in that certain Amendment and Restatement of Inter-Company Trust Agreement for Warrants dated as of February 1, 2006 and deemed effective as of July 20, 2004, (“Holder”) by REPLY!, INC, a California corporation (the “Company”).
WARRANT TO PURCHASE PREFERRED STOCK Issuer: REPLY!, INC., a California corporation Number of Shares: 60,989 Shares (or as otherwise determined in Section 1 below) Class of Stock: Series B Preferred Stock, $0.0 par value Exercise Price: $3.2793 per...Warrant to Purchase Preferred Stock • February 22nd, 2010 • Reply! Inc • California
THIS WARRANT CERTIFIES THAT, for the agreed upon value of $1.00 and for other good and valuable consideration, including the execution and delivery of that certain Master Security Agreement dated as of September 12, 2007 (the “Loan”), this Warrant is issued to ATEL VENTURES, INC., in its capacity as Trustee for its assignee affiliated funds identified in that certain Amendment and Restatement of Inter-Company Trust Agreement for Warrants dated as of February 1, 2006 and deemed effective as of July 20, 2004, (“Holder”) by REPLY!, INC, a California corporation (the “Company”).
EXHIBIT 99.6 (And Exhibit A to Preferred Stock and Warrant Purchase Agreement) WARRANT TO PURCHASE PREFERRED STOCK THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR APPLICABLE STATE LAW, AND NO INTEREST...Warrant to Purchase Preferred Stock • February 19th, 2002 • Goldman Sachs Group Inc/ • Security brokers, dealers & flotation companies • Oregon
EXHIBIT B ---------Warrant to Purchase Preferred Stock • September 21st, 1999 • Kana Communications Inc • Services-business services, nec • Delaware
