1940 Act Rules and Regulations definition

1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.
1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act. All references in this Agreement to the Registration Statement, the Initial Registration Statement, any Rule 462(b) Registration Statement, any preliminary prospectus, the Preliminary Prospectus, the Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to ▇▇▇▇▇.
1940 Act Rules and Regulations means the rules and regulations promulgated under the 1940 Act.

Examples of 1940 Act Rules and Regulations in a sentence

  • The Adviser is registered as an investment adviser under the Advisers Act and is not prohibited by the Advisers Act, the 1940 Act or the 1940 Act Rules and Regulations from acting under the Investment Advisory Agreement for the Company as contemplated by the Registration Statement, the General Disclosure Package and the Prospectus.