Conduct Rules definition

Conduct Rules shall have the meaning set forth in Section 4(u) hereof.
Conduct Rules shall have the meaning assigned thereto in Section 3(e)(xix) hereof.
Conduct Rules shall have the meaning assigned thereto in Section 3(e)(xix) hereof. “Effective Time,” in the case of (i) an Exchange Offer Registration, shall mean the time and date as of which the Commission declares the Exchange Offer Registration Statement effective or as of which the Exchange Offer Registration Statement otherwise becomes effective and (ii) a Shelf Registration, shall mean the time and date as of which the Commission declares the Shelf Registration Statement effective or as of which the Shelf Registration Statement otherwise becomes effective.

Examples of Conduct Rules in a sentence

  • The Seller hereby sells and the Purchaser hereby purchases the Property subject to the Terms and Conditions of Sale hereunder together with the following Annexures: Annexure A Purchaser's Information Annexure B Site Plan of Le Grand Annexure C Le Grand Homeowners Association: Memorandum of Incorporation and Conduct Rules – including construction and Architectural Guidelines It is recorded that Annexure C are available for inspection and perusal at the Managing Agent's office.

  • The Dealer Manager hereby agrees to abide by all applicable National Association of Securities Dealers Conduct Rules under FINRA and other applicable FINRA rules.

  • The sale of any share block, sectional title unit or real right within the Estate is subject, inter alia, to the applicable terms of the Selborne Park Share Block Use Agreement, the Management and Conduct Rules applicable to the Selborne Park sectional title scheme, the Sectional Titles Schemes Management Act 8 of 2011 (STSMA), and the Sectional Titles Act 95 of 1986 (STA).

  • We take our Conduct Rules very seriously and it is our policy to take all the necessary steps to prohibit any illegal use of funds received from, or sold to, GMB.


More Definitions of Conduct Rules

Conduct Rules means and includes the Company’s Conduct, Disciplinary and Appeal Rules as may be in force from time to time, read with terms and conditions of employment under the Company.
Conduct Rules means the Conduct Rules of the NASD.
Conduct Rules. , in relation to a body, means any rules or regulations (however they may be described) as to the conduct required of regulated persons;
Conduct Rules means the Conduct Rules of FINRA.
Conduct Rules means the Conduct Rules of the NASD, as amended, and the rules, regulations and interpretations (including examples and explanations) of the NASD in respect thereto, as the same may from time to time be amended or modified.
Conduct Rules means the Conduct Rules from time to time applicable to owners and residents in the Scheme, which initial Conduct Rules are annexed hereto marked Annexure “F”.
Conduct Rules means the Conduct Rules adopted and approved in terms of the