Advisers Act Rules and Regulations definition

Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.
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Advisers Act Rules and Regulations means the rules and regulations promulgated under the Advisers Act.
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Advisers Act Rules and Regulations means the rules and regulations adopted by the Commission under the Advisers Act.
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Examples of Advisers Act Rules and Regulations in a sentence

  • This Agreement and each of the Fund Agreements comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act and the Advisers Act Rules and Regulations.

  • This Agreement, the Investment Advisory Agreement, the Structuring Fee Agreements and the Sales Incentive Fee Agreement comply in all material respects with all applicable provisions of the 1940 Act, the 1940 Act Rules and Regulations, the Advisers Act, and the Advisers Act Rules and Regulations.

  • The Manager is duly registered as an investment adviser under the Advisers Act and is not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the 1940 Act Rules and Regulations from acting under the Investment Advisory Agreement, the Administrative Agreement, the Structuring Fee Agreements or Sales Incentive Fee Agreement as contemplated by the Preliminary Prospectus and the Prospectus.

Related to Advisers Act Rules and Regulations

  • 1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • Rules and Regulations means the rules and regulations of the Commission.

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • Advisers Act means the Investment Advisers Act of 1940, as amended.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Sarbanes-Oxley Act means the Sarbanes-Oxley Act of 2002.

  • Drug Free Workplace Act Party will assure a drug-free workplace in accordance with 45 CFR Part 76. Lobbying: No federal funds under this agreement may be used to influence or attempt to influence an officer or employee of any agency, a member of Congress, an officer or employee of Congress, or an employee of a member of Congress in connection with the awarding of any federal contract, continuation, renewal, amendments other than federal appropriated funds.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • CREST Regulations means the Uncertificated Securities Regulations 2001 (SI 2001 No. 01/378), as amended.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • Plan Asset Regulations means 29 CFR § 2510.3-101 et seq., as modified by Section 3(42) of ERISA, as amended from time to time.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Conduct Regulations means the Conduct of Employment Agencies and Employment Businesses Regulations 2003;

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.