Advised Investor definition

Advised Investor means a person who has received financial advice regarding the Fund from an Authorised Intermediary for the purposes of COBS 4.7.8;
View Source
Advised Investor means a person who has received financial advice regarding the Fund from an Authorised Intermediary;
View Source

Examples of Advised Investor in a sentence

  • As an Advised Investor, your investment adviser should have confirmed your categorisation, asking you to sign a statement, within the past 12 months, identifying you as at least one of the following categories of investor.

Related to Advised Investor

  • Approved Investor means any institution which has made a Takeout Commitment and has been approved by Buyer and not subsequently disapproved by Buyer.

  • Qualified Investor means any person, who invests a minimum amount of R1 million per hedge fund and who:

  • Investor shall have the meaning specified in the preamble to this Agreement.

  • Designated Investor means an Investor (a) that has been approved in writing as a Designated Investor by Administrative Agent and the Required Lenders, in their sole discretion, and (b) in respect of which there has been delivered to Administrative Agent:

  • Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework” issued by the Securities Commission Malaysia or the glossary section of the information memorandum of the relevant fund. Only sophisticated investor may invest in a Wholesale Fund.