Sophisticated Investor definition

Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework” issued by the Securities Commission Malaysia or the glossary section of the information memorandum of the relevant fund. Only sophisticated investor may invest in a Wholesale Fund.

Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the

Sophisticated Investor means a “qualified institutional buyer” as that term is defined under Rule 144A of the Securities and Exchange Commission or an “accredited investor” as that term is defined in Regulation D of the Securities and Exchange Commission.

Examples of Sophisticated Investor in a sentence

• All applicants must be at least eighteen (18) years of age and are Sophisticated Investor.

• However, you should note that we may, for any reason at any time, where applicable, accept or reject a lower amount and without having to assign any reason, either generally (for all Sophisticated Investors) or specifically (for any particular Sophisticated Investor, a group of Sophisticated Investors or investments made via any digital platform) without prior notice to you.

• Unit Holders are allowed to transfer Units of the Class to another Sophisticated Investor subject to a transfer fee of RM3.00 for each request to transfer.

• You should note that we may, for any reason at any time, where applicable, waive or reduce the amount of any fees (except the Trustee Fee) or other charges payable by you in respect of the Fund, either generally (for all Sophisticated Investors) or specifically (for any particular Sophisticated Investor, a group of Sophisticated Investors or investments made via any digital platform) and for any period or periods of time at our absolute discretion.

• This requirement is intended to limit applicants to established and high profile companies that have already received substantial investment from at least one Sophisticated Investor.

More Definitions of Sophisticated Investor

Sophisticated Investor means a person who would be a Wholesale Client only through the application of section 761GA of the Corporations Act 2001 (Cth).

Sophisticated Investor means an individual who—

Sophisticated Investor means a Person who is not an accredited investor, within the meaning of Rule 501 under the Securities Act, and has such knowledge and experience in financial and business matters that he or she is capable of evaluating the merits and risks of the prospective investment, or the Company reasonably believes immediately prior to making any sale that such purchaser comes within this description.

Sophisticated Investor means a sophisticated investor (as described in Rule 506(b)(2)(ii) of Regulation D promulgated under the Securities Act

Sophisticated Investor means a person as defined in Part 1 Sections 2 of the Securities Investments Business Law.

Sophisticated Investor means any investor that has a net worth, in excess of two hundred and fifty million Naira in securities, cash or real estate assets or earns annually the sum of twenty five million Naira whichever comes first. However he or she must have been actively investing for a minimum period of three years.

Sophisticated Investor means an individual who has knowledge and experience in financial and business matters, and he or she is capable of evaluating the merits and risks of the prospective investment, or the QNBV reasonably believes immediately prior to making the investment that the undersigned comes within this description.