Sophisticated Investor definition

Sophisticated Investor means a Customer who has successfully declared themselves as a sophisticated investor, which term is as defined in the ”Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework” issued by the Securities Commission Malaysia or the glossary section of the information memorandum of the relevant fund. Only sophisticated investor may invest in a Wholesale Fund.

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Sophisticated Investor means a “qualified institutional buyer” as that term is defined under Rule 144A of the Securities and Exchange Commission or an “accredited investor” as that term is defined in Regulation D of the Securities and Exchange Commission.

Examples of Sophisticated Investor in a sentence

If you are subject to Australian securities laws and you place any order with us, you will be deemed to represent that you are a "Sophisticated Investor" or a "Professional Investor" and a "Wholesale Client" as defined under applicable Australian regulations, sections 708(10), 708(11) and 761G of the Corporations Act 2001 (Cth) (the "Act") respectively, being a person to whom an offer of securities can be made without disclosure under Chapter 6D of the Act, as interpreted and amended from time to time.
NO TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED.” Accredited and Sophisticated Investor.
At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants it will be (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act, (ii) a Sophisticated Investor, or (iii) a Non U.S. Person as defined under Regulation S promulgated under the Securities Act.
At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants it will be (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act, (ii) a Sophisticated Investor, or (ii) a Non U.S. Person as defined under Regulation S promulgated under the Securities Act.
Unless another exemption is available, the undersigned hereby represents and warrants that it is either a Certified High Net Worth Individual or a Certified Sophisticated Investor, or a current member of the Company, as such terms are defined in Statutory Instrument 2001 No. 1335.

More Definitions of Sophisticated Investor

Sophisticated Investor means a person who would be a Wholesale Client only through the application of section 761GA of the Corporations Act 2001 (Cth).

Sophisticated Investor means a Person who is not an accredited investor, within the meaning of Rule 501 under the Securities Act, and has such knowledge and experience in financial and business matters that he or she is capable of evaluating the merits and risks of the prospective investment, or the Company reasonably believes immediately prior to making any sale that such purchaser comes within this description.

Sophisticated Investor means an individual who—

Sophisticated Investor means a sophisticated investor (as described in Rule 506(b)(2)(ii) of Regulation D promulgated under the Securities Act

Sophisticated Investor means a person as defined in Part 1 Sections 2 of the Securities Investments Business Law.

Sophisticated Investor means any investor that has a net worth, in excess of two hundred and fifty million Naira in securities, cash or real estate assets or earns annually the sum of twenty five million Naira whichever comes first. However he or she must have been actively investing for a minimum period of three years.

Sophisticated Investor means any person who falls within any of the categories of investors set out in