Adviser Management definition

Adviser Management means the following officers of Berger LLC, (i) the President and Chief Executive Officer, (ii) the Vice President of Administration, (iii) the Compliance Officer, and (iv) the Chief Legal Officer.
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Adviser Management means the following officers of Enhanced Investment Technologies, LLC (i) the President and Chief Executive Officer, (ii) the Chief Operating Officer, (iii) the Compliance Officer, and (iv) the Chief Investment Officer.
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Examples of Adviser Management in a sentence

  • Adviser Management will consider all relevant facts and circumstances surrounding the transaction prior to making its determination.

  • All Investment Personnel are prohibited from serving on the boards of directors of publicly traded companies, absent prior authorization based upon a determination by Adviser Management that the board service would be consistent with the interests of the Investment Companies/Accounts.

  • If the Compliance Officer or his/her direct supervisor determines that a violation may have occurred, he or she shall promptly submit the pertinent information regarding the transaction to Adviser Management, who shall evaluate whether a violation of the Code has occurred, taking into account all the exemptions provided under Section IV.

  • If a final determination is made that a material violation of this Code has occurred, Adviser Management may require the Access Person to disgorge to the affected Investment Company/Account or, if not related to a particular Investment Company/Account, a charitable organization, all or a portion of the profits gained or losses avoided as a result of the prohibited transaction.

  • The Compliance Officer will be responsible for removing a particular company from the Restricted List after having received permission for such action from Adviser Management, and will be responsible for making available the Restricted List and any updates to it to all Investment Personnel.

  • Promptly, upon learning of a potential violation of the Adviser's policies and procedures on insider trading, prepare a written report to Adviser Management with full details about the potential violation and recommendations for further action.

  • In addition, before making any determination that a material violation has occurred, Adviser Management shall give the person involved an opportunity to supply additional information regarding the transaction in question.

  • Adviser Management shall consult with other Investment Personnel prior to making their determination whether to grant such an exemption.

  • In instances where Adviser Management determines that board service for a company is merited, such Investment Personnel will be subject to the same restrictions that are imposed on all other Access Persons with respect to their personal securities transactions which involve Securities of the company for which they are a director, as described in Section III.(e) of the Code.

  • Publicly Traded Companies for Which a Director, Officer or Employee of the Adviser Serves as a Director or Officer Subject to the requirement that they disclose their position to the Compliance Officer (and, in the case of Investment Personnel, that they obtain prior approval from Adviser Management), Directors, officers and employees of the Adviser may serve on the boards of directors of publicly traded companies.

Related to Adviser Management

  • Management means an activity inclusive of control and performed on a daily basis, by any person who is a principal executive officer of the company, by whatever name that person may be designated, and whether or not that person is a director.

  • Stormwater management means the programs to maintain quality and quantity of stormwater runoff to pre-development levels.

  • Asset management means a systematic process of operating and maintaining the state system of

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.

  • Advisory Group has the meaning set forth in Section 9.14(c).

  • Management Group means at any time, the Chairman of the board of directors, the Chief Executive Officer, the President, any Managing Director, Executive Vice President, Senior Vice President or Vice President, any Treasurer and any Secretary of Holdings or other executive officer of Holdings or any Subsidiary of Holdings at such time.

  • Sponsor Management Agreement means the management agreement between certain of the management companies associated with the Sponsor Group or their advisors and the Borrower.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Project Management The individuals appointed by each Party cf. clause 4.1 in the Agreement.

  • Management Company means the firm overseeing the operation and management of the Participating Property; and shall mean the Grantee in any event wherein the Management Company is required to perform any obligations under this Agreement.

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Management Agent means the property management company which oversees the property management functions for the Apartment Housing and which is on-site at the Apartment Housing. The initial Management Agent shall be Xxxxxxxx Valley Management, Inc.

  • Asset Management Fee shall have the meaning set forth in Section 8.02.