Examples of Chief Investment Officer in a sentence
Investment Personnel who wish to participate in an investment club must request Chief Investment Officer approval prior to joining in the club activity.
The Chief Investment Officer shall notify the Compliance Department when such approval is granted.
If an Investment Person receives prior approval and acquires a Private Placement Security, the Investment Person must disclose this investment to the Chief Investment Officer (or the Chief Investment Officer’s designee) before the Investment Person may participate in any subsequent consideration of any potential investment by a Fund in the issuer of that Security.
DAVID TESTA, 4/22/44, Director-Vice Chairman of the Board, Chief Investment Officer, Director, and Managing Director, T.
Investment Personnel who have been approved to acquire securities of an issuer in a Private Securities Transaction must disclose that investment to Compliance and the Chief Investment Officer of the Investment Personnel’s business unit when they are involved in a Client’s subsequent consideration of an investment in the same issuer.