Examples of Advisers in a sentence
Each such Sub-Advisor shall (a) be registered as an investment advisor under the Investment Advisers Act of 1940, as amended, or under state law, and (b) acknowledge that it will be a “fiduciary” (as such term is defined in Section 3(21) of ERISA) with respect to the assets of the Participating Plan invested in the Fund.
This Agreement is not assignable (within the meaning of the Advisers Act) by a party without the consent of the other party.
Advisor is an investment adviser, registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
The Apprentice Enrolment and Support Team comprises a team of Senior Advisers who offer advice and support for a range of queries apprentices may have whilst studying their modules, including advice on an upcoming assignment or exam, navigation around The Open University online learning platforms, or when experiencing difficult circumstances that are having an impact on their studies.
GuidedChoice further represents that it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended ("Advisers Act") and acts as an investment adviser with respect to the investment advice and recommendations provided under the Program.