Ameriprise Financial definition

Ameriprise Financial means Ameriprise Financial, Inc., a Delaware corporation and any successor thereto.

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Ameriprise Financial as follows: This Selected Dealer Agreement (this “Agreement”) sets forth the understandings and agreements among the Issuer Entities, the Sub-Advisor and Ameriprise Financial whereby Ameriprise Financial will offer and sell on a best efforts basis for the account of the Company shares of the Company’s common stock (the “Common Shares”), par value $0.001 per share, registered pursuant to the Registration Statement (as defined below) at the per-share price set forth in the Registration Statement from time to time (subject to certain volume and other discounts as set forth therein) (the “Offering”), pursuant to which Common Shares are also being offered through the Company’s Distribution Reinvestment Plan, as it may be amended and restated from time to time (the “DRIP”). The Common Shares are more fully described in the Registration Statement referred to below. Under the DRIP, distributions will be reinvested in Common Shares at a price equal to 90.0% of the price at which the Common Shares are sold in the Offering at the closing immediately following the distribution date. The DRIP is more fully described in the Prospectus referred to below. Ameriprise Financial is hereby invited to act as a selected broker-dealer (the “Selected Dealer”) for the Offering, subject to the other terms and conditions set forth below.

Ameriprise Financial as follows: This Selected Dealer Agreement (this “Agreement”) sets forth the understandings and agreements among the Issuer Entities and Ameriprise Financial whereby Ameriprise Financial will offer and sell on a best efforts basis for the account of the Company shares of the Company’s common stock (the “Common Shares”), par value $0.01 per share, registered pursuant to the Registration Statement (as defined below) at the per-share price set forth in the Registration Statement from time to time (subject to certain volume and other discounts as set forth therein) (the “Offering”) The Company also maintains a Distribution Reinvestment Plan, as it may be amended and restated from time to time (the “DRIP”), pursuant to which Common Shares are offered. The Common Shares are more fully described in the Registration Statement referred to below. Under the DRIP, distributions may be reinvested in Common Shares at a price equal to the public offering price at which the Common Shares are sold in the Offering pursuant to the Registration Statement at the closing immediately following the distribution date, net of upfront selling commissions and upfront dealer manager fees. The DRIP is more fully described in the Prospectus referred to below. Ameriprise Financial is hereby invited to act as a selected broker-dealer (the “Selected Dealer”) for the Offering, subject to the other terms and conditions set forth below.

Examples of Ameriprise Financial in a sentence

The Fee shall be paid by wire transfer to the order of Ameriprise Financial Services, Inc.
Ameriprise Financial is a domestic limited liability company and its sole member is AMPF Holding Corporation.
Furthermore, claims brought by you against Ameriprise Financial, its employees or independent contractors, or by Ameriprise Financial against you, may not be joined or consolidated in arbitration or in a court action with claims brought by or against someone other than you, unless agreed to in writing by both you and Ameriprise Financial.
However, if you do not reside in the United States, the statutes of limitation, repose, and/or other rules, laws or regulations imposing time limits applicable to the arbitration will be those that would be applied in the state where the Ameriprise Financial office servicing your account(s) is located.
Unless otherwise agreed to by all of the parties to the arbitration (including without limitation Ameriprise Financial and you), AAA shall be the sole venue for resolving claims arising out of or relating to the investment advisory services, and all of the parties to the arbitration (including without limitation Ameriprise Financial and you) irrevocably waive trial by jury or by judge in any action, proceeding or counterclaim, whether at law or in equity.
You understand and agree that cash balances in your Managed Account(s) will be held in the money settlement option made available to you by Ameriprise Financial and that you agreed to in your application.
The Sub-Adviser also represents that since Ameriprise Financial Inc.
The payment shall be made by wire transfer to the order of Ameriprise Financial Services, Inc.
The arbitrator’s authority to resolve claims is limited to claims between the parties to the arbitration (including you and Ameriprise Financial) alone, and the arbitrator’s authority to make awards is limited to the parties to the arbitration (including to you and Ameriprise Financial) alone.
Notices shall be in writing and effective when delivered to Sponsor at : Ameriprise Financial Services, LLC, ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, and to you at the address set forth in the Application or a postal or electronic mail address you provide to Ameriprise Financial or our affiliates or, if you have agreed to use the electronic services provided by us, by posting such modifications or changes online.

More Definitions of Ameriprise Financial

Ameriprise Financial or “Sponsor”) is the Sponsor and for which you will pay an asset-based fee (“Wrap Fee”) for investment advisory services, the execution of transactions and related services, as well as other applicable fees and expenses. These services are offered through the Ameriprise Managed Accounts Client Disclosure Brochure (“Disclosure Brochure”) or the Ameriprise Managed Accounts and Financial Planning Service Combined Disclosure Brochure (“Combined Disclosure Brochure”), as applicable. Strategic Portfolio Service Advantage (“SPS Advantage”) is one type of managed account Ameriprise Financial offers. This Ameriprise SPS Advantage client agreement (“Agreement”) is part of the SPS Advantage Application (“Application”). The Ameriprise Brokerage Client Agreement and the Other Important Brokerage Disclosures Document, which are incorporated by this reference (the Brokerage Client Agreement and the Other Important Brokerage Disclosures Document are collectively referred to as the “Brokerage Agreement”, and the Application and the Brokerage Agreement are collectively referred to as the “Related Documents”), supplement this Agreement and form the contract governing your relationship with Ameriprise Financial. This Agreement is made between Sponsor and each of the client(s) (“Client”) who signs the Application. If any of the terms of this Agreement conflict with the terms of the Related Documents, as amended, this Agreement will control. When used in this Agreement, the terms “you”, “your” and “yours” refer to each of the client(s) named in the Application and the term “Account” refers to each of your SPS Advantage accounts. SPS Advantage is a nondiscretionary service that enables you to purchase certain eligible securities and/ or investment products, including, but not limited to mutual funds (including fund of funds), exchange traded funds, equities (e.g. stocks, rights, warrants), bonds (e.g. corporate, government, agency, municipal), hedge fund offerings, managed futures funds, structured CDs and notes and options on indices and equities all within a single account. Non-traded securities such as most interests in limited partnerships, commodities, futures and precious metals are not available for purchase through SPS Advantage. Non- traded real estate investment trusts (“non-traded REITs”), non-traded business development companies (“non-traded BDCs”), Exchange Funds, certain mutual fund share classes, leveraged and inverse ETFs and other illiquid securities may be pur...