Appropriateness Questionnaire definition

Appropriateness Questionnaire means a questionnaire containing questions about the Client’s experience, knowledge, investment objectives, etc.
Sample 1Sample 2Sample 3
Appropriateness Questionnaire means the investor categorisation and appropriateness
Sample 1

Examples of Appropriateness Questionnaire in a sentence

  • Adviser Suitability Certificate and Appropriateness Review (or Appropriateness Questionnaire & your AML documents if you do not have an authorised financial adviser).Your cheque or banker’s draft as per the payment instructions contained herein (or alternatively please ensure you have made an electronic transfer).To: Woodside Corporate Services Limited 4th Floor50 Mark Lane LondonEC3R 7QR PLEASE NOTE THAT INCOMPLETE APPLICATIONS WILL NOT BE ACCEPTED.

  • Signature 4.3 Investor Appropriateness Questionnaire Please note that it is your responsibility to confirm that the risks and benefits of this investment are suitable for your investment needs, objectives and risk profile.

  • Please complete the Appropriateness Questionnaire to confirm that you are eligible to invest in the Guinness EIS service.

  • Other relevant informationYou should ensure you read our Terms and Conditions, the Order Execution policy, the Risk Disclosure Statement, the Appropriateness Questionnaire and our Product List.

  • Opportunities: Farmer have traditional knowledge on bean production to cope with production constraints.

  • I may have no right to complain to either of the following:• The Financial Conduct Authority; or• The Financial Ombudsman Scheme.I may also have no right to seek compensation from the Financial Services Compensation Scheme.Signature4.3 Investor Appropriateness Questionnaire Please note that it is your responsibility to confirm that the risks and benefits of this investment are suitable for your investment needs, objectives and risk profile.

  • Prospective clients can provide their KYC documents and choose to complete the Appropriateness Questionnaire within fifteen (15) days from initial contact in which case there will be a deposit limit of €2000 and restrictions on trading.

  • These Application Forms are downloadable in PDF format only to avoid amendments and therefore must be completed by hand.Please complete this form in black ink and in block capitals, sign and return the completed Application Form and the Appropriateness Questionnaire by post to BotOptions (UK) Plc, 7th Floor, 7 Old Park Lane, London W1K 1QR to be received no later than the time and date notified for such purpose on the Company’s website (www.botoptions.com).

  • Applying by postIf applying by post, you will first need to complete an Appropriateness Questionnaire before the Company can provide you with an Application Form.

  • The Investor Appropriateness Questionnaire below requests information to help us undertake this assessment.Additional information may be required.

Related to Appropriateness Questionnaire

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Preliminary Official Statement means the Preliminary Official Statement relating to the issuance of the Trust Bonds.

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • Disclosure Counsel means the Special Counsel designated by the Corporation to be responsible for the drafting and delivery of the Corporation’s disclosure documents such as preliminary official statements, official statements, re-offering memorandums or private placement memorandums and continuing disclosure agreements.

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Exhibit B means [Vendor]’s Response.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 8, 2016 and effective December 31, 2015;

  • Confidential commercial or financial information means any business information (other than trade secrets) which is exempt from the mandatory disclosure requirement of the Freedom of Information Act, 5 U.S.C. 552. Exemptions from mandatory disclosure which may be applicable to business information contained in proposals include exemption (4), which covers “commercial and financial information obtained from a person and privileged or confidential,” and exemption (9), which covers “geological and geophysical information, including maps, concerning wells.”