Examples of Approved Listing Market Operator in a sentence
Listing Market OperatorA person who has applied for a class of Financial Products to be quoted on the market of an Approved Listing Market Operator may apply to ASTC in the form prescribed in the Procedures to act as Issuer in relation to that class of Financial Products and to have the class of Financial Products Approved.
For the purposes of these Rules and Section 1071H(2) of the Corporations Act, if Financial Products are issued by an Issuer under an employee incentive scheme, those Financial Products will be Approved with effect from the date of issue unless ASTC determines otherwise, notwithstanding that those Financial Products have not been quoted by the relevant Approved Listing Market Operator.
Approved Listing Market Operator gives that Issuer approval for quotation of those Financial Products, the Issuer may give Notice to ASTC that it wishes to process an Allocation Component of that Offer as a class of transactions in DvP Settlement.
A person may apply to ASTC in the form prescribed in the Procedures to act as Issuer in relation to a class of Financial Products other than a class to be quoted on an Approved Listing Market Operator and to have that class of Financial Products Approved.
If an Issuer fails to comply with any other direction of ASTC or a Tribunal under this Section 12 or the Australian Securities Exchange Disciplinary Processes and Appeals Rulebook, ASTC may give Notice to the relevant Approved Listing Market Operator and the Issuer of its intention to suspend ASTC approval of the Issuer's Financial Products.
If ASTC intends to suspend or revoke approval of a class of an Issuer's Financial Products:(d) ASTC must, at the time of giving Notice to the Issuer under Rule 8.4.2(a), (b) or (c), give a copy of that Notice to the relevant Approved Listing Market Operator.
On 23 November, NSX successfully transitioned from being an Approved Listing Market Operator (ALMO) under the Settlement Facilitation Service, to an Approved Market Operator (AMO), under the Trade Acceptance Service (TAS).An overview was provided of the delay in CHESS batch processing on 17 November, due to an issue with a database recovery process which prevented other processes from executing.
A person may apply to ASX Settlement in the form prescribed in the Procedures to act as Issuer in relation to a class of Financial Products other than a class to be quoted on an Approved Listing Market Operator and to have that class of Financial Products Approved.
If an Issuer fails to comply with any other direction of ASX Settlement or a Tribunal under this Section 12 or the ASX Enforcement and Appeals Rulebook, ASX Settlement may give Notice to the relevant Approved Listing Market Operator and the Issuer of its intention to suspend ASX Settlement approval of the Issuer's Financial Products.
For the purposes of these Rules and Section 1071H(2) of the Corporations Act, if Financial Products are issued by an Issuer under an employee incentive scheme, those Financial Products will be Approved with effect from the date of issue unless ASX Settlement determines otherwise, notwithstanding that those Financial Products have not been quoted by the relevant Approved Listing Market Operator.