Approved List definition

Approved List means Securities followed by the Global Fundamental Research Group and tracked on the Approved List. Securities may be added, removed, or undergo periodic ratings changes.

Approved List has the meaning specified in Section 2.02 hereof.

Approved List means the list of financial firms or institutions with which Personal Accounts are permitted to be maintained.

Examples of Approved List in a sentence

• When analysts and product leaders accept broker invitations to research and investment meetings, an effort should be made to use firms on our "Approved List" or those which are bona fide candidates for the list.

• Employees must obtain approval from the Compliance Department prior to opening a Personal Account with a financial firm or institution that is not on the Approved List.

• Employees who have access to investment strategy information developed by the Fundamental Research Group prior to or contemporaneous with its implementation are prohibited for a period of seven (7) days from purchasing or selling a Security that is added to, removed from, or which has been subject to a rating change on the Approved List.

• A security once deleted from the Approved List shall not thereafter be added to the Approved List without a new approval by the Trustee.

• Additions to and deletions from the Approved List may be made from time to time by the Trustee upon the written recommendation by the Advisor, or on the Trustee’s own initiative.

More Definitions of Approved List

Approved List means the list of financial firms or institutions with which Personal Accounts are permitted to be maintained. The Compliance Department maintains the Approved List.

Approved List means a supplier of works or services that has been vetted by the Council’s Procurement Unit or relevant department and placed upon the Council’s approved list(s).

Approved List means the list of financial institutions approved by the Compliance Department as institutions where Personal Accounts may be maintained.

Approved List means a list of suitable Contractors drawn up under Standing Order 3 of this Part 2;

Approved List means the list of banks and financial institutions in the agreed form between the Agent and the Company (as the same may be amended from time to time in accordance with to Clause 27.2 (Conditions of assignment or transfer)).

Approved List means the list of lenders and potential lenders agreed by the Company and the Arrangers before the date of this letter (as may be amended from time to time);

Approved List means a list of Tenderers, established in accordance with Sections 17 – 22 of the Local Government Act 1988, who have met the Council’s predetermined criteria and who are willing and able to supply Products of a particular type or description. This includes the use of Constructionline, or a similar organisation, and such lists will need to be administered in accordance with guidance, agreed with the Group Director, Corporate & Frontline Services and approved by the Head of Procurement and Energy Management before being utilised. “Common Use” means any Product purchased by the Council, which are required for use by more than one Service Area or Section of the Council or in schools. “Contract Manager” means a person authorised under the Council’s Scheme of Delegation to manage the performance of a contract throughout its term. The duties of a Contract Manager shall begin when the contract is awarded and shall cease when it is completed or terminated. “Contract” means the agreement between the Council and the Contractor comprising the conditions of contract, Specification and any defined schedules and all matters referred to in the Invitation To Tender and the Contractors response thereto, together with acceptance by the Council. “Contracting Officer” means a person authorised under the Council’s Scheme of Delegation for the purpose of carrying out the appropriate duties set out in these Contract Procedure Rules. A Contracting Officer may be appointed specifically for the purpose of a single contract or for a range of contract requirements but may not also be the Director for any contract for which he or she is the Contracting Officer. “Contractor” means any person contracted to sell or buy a Product. This term applies after a contract is formed. “Group Director, Corporate & Frontline Services and Director of Legal and Democratic Services” include Officers specifically authorised by them. “Corporate Contract” means any contract for Products in Common Use and applies particularly to contracts where exclusive use by the Council is a term of the Contract. Details of these contracts can be obtained directly from the Council’s Procurement Intranet Site or from the Head of Procurement and Energy Management. “Council’s Contract Management System” means the electronic eTenderWales portal in use by the Council for managing its procurement activities, part of which includes an electronic contract register. The systemalso includes facilities for supplier registration an...