Examples of Associated Accounts in a sentence
Excluded from Associated Accounts are any 401(k) and deferred compensation plan accounts for which the Supervised Person has no investment discretion.
Although Access Persons may conduct trading for their own accounts and Associated Accounts within the limits of the policy, trading during working hours should be limited.
The same responsibility applies to Directors, Trustees and Officers, and their Associated Accounts, if such person knew or should have known that the same Reportable Securities have been traded or considered for trade by the Fund or by the Adviser for purchase by the Fund within the past 15 days.
Note: Access Persons are responsible for preclearing transactions in Reportable Securities in all Associated Accounts.
All self-directed Associated Accounts must be maintained with a JPMC Approved Broker.
All self directed Associated Accounts must be maintained with a JPMC Approved Broker.
Excluded from Associated Accounts are any 401(k) and deferred compensation plan accounts for which the Supervised Person has no investment discretion.Automatic Investment Plan Means a program in which regular periodic purchases (or withdrawals) are made automatically in (or from) investment accounts in accordance with a predetermined schedule and allocation.
Access Persons, other than Investment Personnel, must obtain approval from the CCO before directly or indirectly acquiring any securities in an Initial Public Offering (IPO) in any Associated Accounts.
Deletion of an Organisation shall result in the deletion of all Associated Accounts within 15 days from the date of deletion of the Organisation.
However, You acknowledge and agree that such a deletion is specific to that Account only and separate deletions need to be initiated across other Associated Account(s) in an Organisation for deletion of the Agent from all Accounts.