Examples of ASX Market Integrity Rules in a sentence
Transaction has the meaning given to Cash Market Transaction in the ASX Market Integrity Rules or Equity Market Transaction in the Chi-X Market Integrity Rules and for other Relevant Exchanges, has the meaning given to transaction in cash equities products (excluding derivatives) admitted for quotation on the relevant market as described in the relevant Exchange Rules or Market Integrity Rules (as the context requires) for that Relevant Exchange.
Traded Products has the meaning given to Cash Market Products in the ASX Market Integrity Rules (and includes an AQUA Product) and Equity Market Product in the Chi-X Market Integrity Rules and for other Relevant Exchanges, means the cash equities products (excluding derivatives) admitted for quotation on the relevant market as described in the relevant Exchange Rules or Market Integrity Rules (as the context requires) for that Relevant Exchange.
Market Integrity Rules means any market integrity rules made by ASIC in accordance with Part 7.2A of the Corporations Act, as amended from time to time, that apply to a Relevant Exchange, including, without limitation, the ASX Market Integrity Rules, the Chi-X Market Integrity Rules and the Competition Market Integrity Rules.
Trading Participant has the meaning given to that term in the ASX Market Integrity Rules and to Market Participant in the Chi-X, APX or NSX Market Integrity Rules.
Security Information means the user code, user name and password given to the Client by Pershing or the Intermediary in connection with use of the DMA Service.Trading Platform has the meaning given to that term in the ASX Market Integrity Rules or the Chi-X Market Integrity Rules (as the context requires) and for other Relevant Exchanges, has themeaning given to it in the relevant Exchange Rules or Market Integrity Rules (as the context requires) for that Relevant Exchange.
ASIC Market Integrity Rules means the ASIC/ ASX Market Integrity Rules applying to trading on the market and all procedures, directions, decisions, requirements, customs, usages and practices of ASIC, as amended from time to time.
ASX Market Integrity Rules means the ASIC Market Integrity Rules (ASX Market) 2010 as amended from time to time.
Where the Exchange Rules require UBSSA to give you specific notifications about your transactions on a Relevant Exchange (such as Rule 3.4.3(1)(b) of the ASX Market Integrity Rules and the Chi-X Market Integrity Rules, which are applicable to non-retail clients only), UBSSA will make the notifications available to you via FIX messages.
FinEx , FinEx’s Clearing Participant and you are regulated by the Corporations Act, the ASIC Act and related legislation applicable tofinancial services providers, the ASIC /ASX Market Integrity Rules, and ASX Settlement Operating Rules.
This is particularly the case for futures washes due to the reporting exceptions in the Futures MIRs. Participants need greater clarity on how the ‘reportable situations’ and Futures MIRs interact with one another in this regard.The ASX Market Integrity Rules (Futures Market) 2017 (the MIRs) recognise that there are circumstances where cross trades will not compromise the market integrity [Rule 3.1.12(2)].