Regulatory Rules definition

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.
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Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time;
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Regulatory Rules has the meaning given in Article 1, Clause 4.3;
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Examples of Regulatory Rules in a sentence

  • Subject to all applicable Regulatory Rules and all necessary Regulatory Approvals, the Committee may attach additional terms and conditions to the grant of a particular Option, such terms and conditions to be set out in a schedule attached to the Option Certificate.

  • An Option shall not be granted or exercised, and Shares shall not be issued pursuant to the exercise of any Option, unless the grant and exercise of such Option and the issuance and delivery of such Shares comply with all applicable Regulatory Rules, and such Options and Shares will be subject to all applicable trading restrictions in effect pursuant to such Regulatory Rules and the Company shall be entitled to legend the Option Certificates and the certificates representing such Shares accordingly.

  • The ACD, in accordance with the Regulatory Rules, must take all reasonable steps to record telephone conversations and keep a copy of electronic communications where such conversations and communications relate to activities in financial instruments as required by the Regulatory Rules.

  • The ACD will make disclosures to the Company in relation to inducements as required by the Regulatory Rules.

  • In accordance with the Regulatory Rules, the ACD when executing orders or placing orders with other entities in relation to financial instruments for execution on behalf of the Company or relevant Fund must not accept and retain any fees, commission or monetary benefits from a third party (Third Party Payments).


More Definitions of Regulatory Rules

Regulatory Rules means all relevant statutes, regulations or regulatory rules in any relevant jurisdiction including the FCA Rules applicable to the Services provided under these Terms by us;
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Regulatory Rules means the rules and guidance issued by the FCA and PRA;
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Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation,
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Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders
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Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time; and「監管規則」指監管機構之規則或由監管機構不時發佈的其它法例、規則、守則、指引、通知及規管指示；及
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Regulatory Rules are the regulations, directives and resolutions which pursuant to its Act of Incorporation shall be passed by OSITRAN and DGAC and which shall be complied with the CONCESSIONAIRE on an obligatory basis
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Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to
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