Regulatory Rules definition

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

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Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time;

Regulatory Rules has the meaning given in Article 1, Clause 4.3;

Examples of Regulatory Rules in a sentence

• The Builder shall act in good faith and on an open book basis to implement modifications requested by the Buyer, and/or any modifications required to be made under Clause 2 which are occasioned by any changes in the Class Rules or in any of the Regulatory Rules after the Effective Date, subject to the Buyer agreeing to necessary modifications to the Contract Price, the Delivery Date and any other relevant provisions of this Contract.

• Notwithstanding the foregoing, the provisions, regarding Limitation of Liability, Compliance, Conditions of Regulatory Rules, BluIP Communications Service, Service Level Agreement, Acceptable Use and this Section (Complete Agreement) may only be modified in an otherwise controlling document by a direct reference to the sections under the less dominant document that are to be modified by the controlling document.

• The amounts required by way of Margin shall not be less than, but may exceed, the amounts as may be required by the Regulatory Rules in respect of Client’s open positions and delivery obligations, and further Margin may be required to reflect changes in market value.

• Without prejudice to clause 5.1 of the Agreement, the rights and obligations arising therefrom are subject to French Regulatory Rules and shall comply therewith.

• Client is fully aware and hereby agrees that SHKCOM may, subject to the applicable Laws and Regulatory Rules, contract as a principal in any transaction entered into between SHKCOM and Client under this Agreement.

More Definitions of Regulatory Rules

Regulatory Rules means the rules and guidance issued by the FCA and PRA;

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation,

Regulatory Rules means the rules of the Regulators or other laws, rules, codes, guidelines, circulars and regulatory directions issued by the Regulators from time to time; 「監管規則」指由監管機構不時發佈之規定或其他法例、規條、守則、指引、通知及規管性指示；

Regulatory Rules means all relevant statutes, regulations or regulatory rules in any relevant jurisdiction including the FCA Rules applicable to the Services provided under these Terms by us;

Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders

Regulatory Rules means all relevant statutes, regulations or regulatory rules contained in the FCA Rules applicable to the Services provided under this Agreement by us;

Regulatory Rules means all Financial Conduct Authority (‘FCA’) rules, or any other rules of a relevant regulatory authority, the rules of the relevant markets, and all other applicable laws, rules and regulations with respect to financial services including the Markets in Financial Instruments Directive II 2014/65/EU, Markets in Financial Instruments Regulation (EU) 600/2014, Commission Delegated Regulation (EU) 2017/565 and associated legislation and technical standards (as updated and amended), and as transposed and/or on-shored in the United Kingdom (‘MiFID II’).