Best Execution Obligations definition

Best Execution Obligations means the best execution obligations of Saxo Bank as provided by the Order Execution Policy, the Best Execu- tion Order, the Investor Protection Order, and MiFID II;
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Best Execution Obligations means the best execution obligations of BinckBank as provided by the Order Execution Policy;
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Examples of Best Execution Obligations in a sentence

  • Best Execution Obligations and Disclosure We are finalizing changes to 23-101CP that will introduce guidance designed to provide greater clarity for dealers with respect to best execution and accessing marketplaces that a dealer is not required to access for purposes of regulatory compliance.

  • See Stanislav Dolgopolov, Off-Exchange Market Makers and Their Best Execution Obligations: An Evolving Mixture of Market Reform, Regulatory Enforcement and Litigation, 17 N.Y.U. J.L. & Bus.

  • Discretionary Equity & Bond Trade Tickets 35 Best Execution 35 Best Execution Obligations 35 Rotation of Trades between Institutional, Wrap, and Directed Accounts 36 PENN Capital Management Company, Inc.

  • The rationale behind computing SMD and INT is to find a reliable common base for correlation computing.

  • When dealing with professional clients, we owe Best Execution Obligations where the client is legitimately relying on us in relation to the execution of the order.

  • MSRB Implementation Guidance on MSRB Rule G-18, on Best Execution (November 20, 2015), http://www.msrb.org/Rules-and-Interpretations/MSRB-Rules/ General/~/media/860A5596734841799BD1CCDCD533E368.ashx; FINRA Regulatory Notice 15-46, Best Execution, Guidance on Best Execution Obligations in Equity, ii.

  • Best Execution Obligations – Article 21 Any best execution regime has to be able to facilitate a variety of dealing scenarios and alternatives.

  • See, e.g., FINRA, Regulatory Notice 15- 46, Best Execution: Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets (“FINRA also recognizes that orders may be handled and executed differently in the fixed income market than in the market for equity securities and options.

  • See, FINRA, Notice to Members 15-46: Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets, Nov.

  • As a result of these improprieties my appeal should be granted and a new election conducted.

Related to Best Execution Obligations

  • Maximum Liability has the meaning assigned to such term in Section 10.10.

  • Obligations means any principal, interest, penalties, fees, indemnifications, reimbursements, damages and other liabilities payable under the documentation governing any Indebtedness.

  • Non-Recourse Parties has the meaning provided in Section 12.16.

  • Conversion Obligation shall have the meaning specified in Section 14.01(a).

  • Acceptable Confidentiality Agreement means a confidentiality agreement that contains provisions that are no less favorable in the aggregate to the Company than those contained in the Confidentiality Agreements; provided, that such agreement and any related agreements shall not include any provision calling for any exclusive right to negotiate with such party or having the effect of prohibiting the Company from satisfying its obligations under this Agreement.

  • Assumed Obligations has the meaning specified in Section 2.2.